Oliveira Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Oliveira Wealth reports 1,032 clients. They include 843 individual clients, 145 high-net-worth individuals, and 33 pension and profit-sharing plans. Of its assets, 99.8% ($332M across 1,031 accounts) are managed with discretion; $546K across 1 account is not. Of its clients, 1% are outside the U.S. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 17% |
| High-net-worth individuals | 14% | 62% |
| Pension and profit-sharing plans | 3% | 17% |
| Corporations and other businesses | 1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 843 | $58M | 17.5% | $68.8K |
| High-net-worth individuals | 145 | $207M | 62.3% | $1.43M |
| Pension and profit-sharing plans | 33 | $56.6M | 17.0% | $1.71M |
| Corporations and other businesses | 11 | $10.7M | 3.2% | $970K |
| Total | 1,032 | $332M | 100% | $322K |
- Clients
- 843
- Regulatory AUM
- $58M
- AUM share
- 17.5%
- Avg. per client
- $68.8K
- Clients
- 145
- Regulatory AUM
- $207M
- AUM share
- 62.3%
- Avg. per client
- $1.43M
- Clients
- 33
- Regulatory AUM
- $56.6M
- AUM share
- 17.0%
- Avg. per client
- $1.71M
- Clients
- 11
- Regulatory AUM
- $10.7M
- AUM share
- 3.2%
- Avg. per client
- $970K
Total
- Clients
- 1,032
- Regulatory AUM
- $332M
- AUM share
- 100%
- Avg. per client
- $322K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Oliveira Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning & Consulting
- Financial planning and consulting are billed hourly at a maximum of $750 an hour, or as a flat fee of no more than $25,000.
Thomas Oliveira owns 75% or more of Oliveira Wealth. The leadership team of Oliveira Wealth includes Chief Compliance Officer Debra Brown. It has 4 employees, 2 of them in advisory roles.
Leadership
- Debra BrownChief Compliance Officer
- Thomas OliveiraManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Paul Michael Lamandia
- Thomas Michael Oliveira
- Christopher L Sharp
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 3 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Oliveira Wealth, LLC
Thomas Oliveira
Control person · since September 2021
Oliveira Wealth’s regulatory assets grew 3.3× from $102M (June 2022) to $332M (June 2026); clients rose from 376 to 1,032 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $332M | 1,032 | 4 | 1 |
| Feb 2025February 2025 | $273M | 905 | 3 | 1 |
| Jun 2024June 2024 | $222M | 762 | 3 | 1 |
| Mar 2023March 2023 | $123M | 312 | 3 | 1 |
| Jun 2022June 2022 | $102M | 376 | 4 | 1 |
Besides its headquarters, Oliveira Wealth has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 810 Standiford Ave, Suite 1, ModestoHQ
Contact and registration details
- Legal name
- Oliveira Wealth, LLC
- Headquarters
- 810 Standiford Ave, Suite 1, Modesto, CA 95350
- Website
- Not reported
- Phone
- 209-579-2332
- SEC file
- 801-122522
- Structure
- California LLC
- Fiscal year end
- December
Oliveira Wealth’s named custodian for separately managed accounts is Charles Schwab ($282M). Oliveira Wealth has custody of $32.8M for 100 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $282M100%
At year end, Oliveira Wealth’s separately managed accounts were largely in funds (48%) and bonds (40%).
What the accounts hold
- Stocks10%
- Funds48%
- Registered funds47%
- Pooled vehicles1%
- Bonds40%
- Cash2%
How many clients does Oliveira Wealth have?
Oliveira Wealth has 1,032 clients and manages $332 million for them, as of June 2026. They include 843 individual clients, 145 high-net-worth individuals, and 33 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026
What services does Oliveira Wealth offer?
Oliveira Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Oliveira Wealth charge?
Oliveira Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Source: PART 2A OF FORM ADV: FIRM BROCHURE, filed 10 June 2026
Which custodians does Oliveira Wealth use?
Oliveira Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $282M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 June 2026
How many financial advisors does Oliveira Wealth have?
Oliveira Wealth has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Oliveira Wealth invest in?
At the end of its last fiscal year, Oliveira Wealth’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 40% U.S. government and agency bonds, 10% exchange-traded equities, 2% cash and equivalents and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Oliveira Wealth?
Oliveira Wealth’s direct owner is Thomas Oliveira (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 June 2026
How does Oliveira Wealth get paid?
Oliveira Wealth is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Oliveira Wealth?
Oliveira Wealth’s main office is at 810 Standiford Ave, Suite 1, Modesto, CA 95350. Its phone number is 209-579-2332.