{"url":"https://nivawealth.com/firms/oliveira-wealth-315326","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315326","regulatoryAum":332398890,"crd":"315326","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4841009","suffix":null,"lastName":"Lamandia","firstName":"Paul","middleName":"Michael"},{"crd":"2753899","suffix":null,"lastName":"Oliveira","firstName":"Thomas","middleName":"Michael"},{"crd":"7190576","suffix":null,"lastName":"Sharp","firstName":"Christopher","middleName":"L"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-29","regulatoryAum":101745881,"clients":376,"employees":4,"offices":1},{"filedOn":"2023-03-20","regulatoryAum":122512872,"clients":312,"employees":3,"offices":1},{"filedOn":"2024-06-04","regulatoryAum":221749404,"clients":762,"employees":3,"offices":1},{"filedOn":"2025-02-18","regulatoryAum":272989903,"clients":905,"employees":3,"offices":1},{"filedOn":"2026-06-17","regulatoryAum":332398890,"clients":1032,"employees":4,"offices":1}],"secFileNumber":"801-122522","legalName":"Oliveira Wealth, LLC","displayName":"Oliveira Wealth","slug":"oliveira-wealth-315326","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"810 Standiford Ave, Suite 1","city":"Modesto","state":"CA","stateName":"California","country":"United States","postalCode":"95350"},"tradeNames":[],"registration":{"secApproved":"20 October 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":268401.26720647776,"staff":{"employees":4,"advisory":2,"brokerDealerReps":3,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":332398890,"discretionary":331852494,"discretionaryAccounts":1031,"nonDiscretionary":546396,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":843,"regulatoryAum":58028252},{"label":"High-net-worth individuals","clients":145,"regulatoryAum":207152200},{"label":"Pension and profit-sharing plans","clients":33,"regulatoryAum":56550336},{"label":"Corporations and other businesses","clients":11,"regulatoryAum":10668102}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047920","versionId":1047920,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-06-10","documentName":"PART 2A OF FORM ADV: FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning & Consulting","summary":"Financial planning and consulting are billed hourly at a maximum of $750 an hour, or as a flat fee of no more than $25,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047920","versionId":1047920,"submittedOn":"2026-06-10","documentName":"PART 2A OF FORM ADV: FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:02:52.140291+00:00","documents":[{"name":"PART 2A OF FORM ADV: FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047920","versionId":1047920,"submittedOn":"2026-06-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":282499290}],"custodyNote":"Oliveira Wealth has custody of $32.8M in client assets for 100 clients.","otherCustodians":[],"leadership":[{"name":"Debra Brown","title":"Chief Compliance Officer","crd":"2930469"},{"name":"Thomas Oliveira","title":"Managing Member","crd":"2753899"}],"ownership":[{"label":"Thomas Oliveira","detail":"Managing member in the 75% or more ownership band and a control person, since September 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"810 Standiford Ave, Suite 1","city":"Modesto","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"209-579-2332","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":40},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"17 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315326/PDF/315326.pdf","brochureDate":"10 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047920","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Oliveira Wealth have?","answer":"Oliveira Wealth has 1,032 clients and manages $332 million for them, as of June 2026. They include 843 individual clients, 145 high-net-worth individuals, and 33 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Oliveira Wealth offer?","answer":"Oliveira Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Oliveira Wealth charge?","answer":"Oliveira Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"PART 2A OF FORM ADV: FIRM BROCHURE, filed 10 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Oliveira Wealth use?","answer":"Oliveira Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $282M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Oliveira Wealth have?","answer":"Oliveira Wealth has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Oliveira Wealth invest in?","answer":"At the end of its last fiscal year, Oliveira Wealth’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 40% U.S. government and agency bonds, 10% exchange-traded equities, 2% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Oliveira Wealth?","answer":"Oliveira Wealth’s direct owner is Thomas Oliveira (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Oliveira Wealth get paid?","answer":"Oliveira Wealth is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Oliveira Wealth?","answer":"Oliveira Wealth’s main office is at 810 Standiford Ave, Suite 1, Modesto, CA 95350. Its phone number is 209-579-2332.","source":"Form ADV Part 1A, Item 1.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}