Top 6 financial advisor firms in Los Gatos

6 SEC-registered financial advisor firms are headquartered in Los Gatos, CA, with $20B in combined regulatory assets under management. The largest by assets are Comprehensive Financial Management ($18.5B), Libra Wealth ($640M) and Rice Financial Consulting ($287M).

6
Financial advisor firms: $20B
Their combined AUM: $264M
Median firm AUM: 978
Clients of the top 6

The 6 largest by assets

1
Comprehensive Financial Management
RIA
$18.5B
Regulatory AUM
2
Libra Wealth
RIA
$640M
Regulatory AUM
3
Rice Financial Consulting
RIA
$287M
Regulatory AUM
4
Kane Investment Management
RIA
$241M
Regulatory AUM
5
Asl Financial
RIA
$187M
0.80% to 2.50% a year
6
Orchard City Wealth Management
RIA
$116M
0.40% to 1.40% a year

Profiles of the top 6

No. 1 · RIA

Comprehensive Financial Management

Comprehensive Financial Management is an investment adviser based in Los Gatos, CA, registered with the SEC since 2012. It provides financial planning and investment management. Its clients include high-net-worth individuals, other clients and charitable organizations. Its regulatory assets under management total $18.5 billion, as filed on 31 March 2026.

Regulatory AUM: $18.5B
Clients: 30
Advisory staff: 15
Founded: 1986
Custodians: The Northern Trust
Headquarters: 720 University Avenue, Suite 110, Los Gatos, CA 95032-7606
Phone: 408-358-3316

No. 2 · RIA

Libra Wealth

Libra Wealth is an investment adviser based in Los Gatos, CA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $640 million, as filed on 10 March 2026.

Regulatory AUM: $640M
Clients: 143
Advisory staff: 4
Founded: 2017
Custodians: Charles Schwab
Headquarters: 16185 Los Gatos BLVD, Suite 205, Los Gatos, CA 95032
Phone: 408-721-1633
Website: librawealth.com

No. 3 · RIA

Rice Financial Consulting

Rice Financial Consulting is an investment adviser based in Los Gatos, CA, registered with the SEC since 2016. It provides selecting other managers. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $287 million, as filed on 31 March 2026.

Regulatory AUM: $287M
Clients: 369
Advisory staff: 5
Founded: 2003
Custodians: Charles Schwab, Axos
Headquarters: 300 E. Main Street, Los Gatos, CA 95030
Phone: 408-354-3400
Website: ricefc.com

No. 4 · RIA

Kane Investment Management

Kane Investment Management is an investment adviser based in Los Gatos, CA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $241 million, as filed on 24 March 2026.

Regulatory AUM: $241M
Clients: 191
Advisory staff: 6
Founded: 1982
Custodians: Charles Schwab
Headquarters: 15466 Los Gatos BLVD., Suite 213, Los Gatos, CA 95032
Phone: 408-358-5263

No. 5 · RIA

Asl Financial

Asl Financial is an investment adviser based in Los Gatos, CA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $187 million, as filed on 5 January 2026.

Asl Financial charges 0.80%–2.50% a year for its VISION2020 Advisor Managed Portfolios Program.

Regulatory AUM: $187M
Clients: 190
Advisory staff: 1
Fee schedule: 0.80% to 2.50% a year
Custodians: Pershing
Headquarters: 987 University Avenue, Suite 8, Los Gatos, CA 95032
Phone: 408-283-7256

No. 6 · RIA

Orchard City Wealth Management

Orchard City Wealth Management is an investment adviser based in Los Gatos, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $116 million, as filed on 14 May 2026.

Orchard City Wealth Management charges 0.40%–1.40% a year for its Wealth Management Services.

Regulatory AUM: $116M
Clients: 55
Advisory staff: 1
Fee schedule: 0.40% to 1.40% a year
Custodians: Charles Schwab
Headquarters: 987 University Avenue, Suite 8, Los Gatos, CA 95032
Phone: 669-237-3006
Website: orchardcitywm.com

Questions about financial advisors in Los Gatos

How many financial advisor firms are headquartered in Los Gatos?

6 SEC-registered financial advisor firms report their principal office in Los Gatos, CA, managing $20B in regulatory assets between them. The other 3 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Los Gatos?

Comprehensive Financial Management, with $18.5B in regulatory assets under management on its latest Form ADV. The next largest are Libra Wealth ($640M) and Rice Financial Consulting ($287M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Los Gatos?

The median firm manages $264M in regulatory assets. That is the midpoint of the 6 firms headquartered in Los Gatos.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Los Gatos?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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