Kane Investment Management provides financial planning, portfolio management for individuals and small businesses, and retirement plan services.
Kane Investment Management reports 191 clients. They include 158 individual clients and 33 high-net-worth individuals. Of its assets, 100.0% ($241M across 478 accounts) are managed with discretion. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 54% |
| High-net-worth individuals | 17% | 46% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 158 | $129M | 53.7% | $817K |
| High-net-worth individuals | 33 | $111M | 46.3% | $3.38M |
| Total | 191 | $241M | 100% | $1.26M |
- Clients
- 158
- Regulatory AUM
- $129M
- AUM share
- 53.7%
- Avg. per client
- $817K
- Clients
- 33
- Regulatory AUM
- $111M
- AUM share
- 46.3%
- Avg. per client
- $3.38M
Total
- Clients
- 191
- Regulatory AUM
- $241M
- AUM share
- 100%
- Avg. per client
- $1.26M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Kane Investment Management is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Dennis Kane owns 75% or more of Kane Investment Management. The leadership team of Kane Investment Management includes Chief Operating Officer Manjeshwar Bhat. It has 9 employees, 6 of them in advisory roles.
Leadership
- Manjeshwar BhatChief Operating Officer, Chief Compliance Officer
- Dennis KaneOwner
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 6 in advisory functions
- 6 state-registered reps
- Owns 75% or more of Kane Investment Management, Inc.
Dennis Kane
Control person · since December 1982
Kane Investment Management’s regulatory assets grew 2.3× from $106M (July 2021) to $241M (March 2026); clients rose from 158 to 191 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $241M | 191 | 9 | 1 |
| March 2025 | $221M | 262 | 9 | 1 |
| March 2024 | $130M | 156 | 9 | 1 |
| March 2023 | $118M | 167 | 7 | 1 |
| May 2022 | $116M | 157 | 9 | 1 |
| July 2021 | $106M | 158 | 9 | 1 |
Besides its headquarters, Kane Investment Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 15466 Los Gatos BLVD., Suite 213, Los GatosHQ
Contact and registration details
- Legal name
- Kane Investment Management, Inc.
- Headquarters
- 15466 Los Gatos BLVD., Suite 213, Los Gatos, CA 95032
- Website
- Not reported
- Phone
- 408-358-5263
- SEC file
- 801-121604
- Founded
- 1982
- Structure
- California corporation
- Fiscal year end
- December
Kane Investment Management uses Charles Schwab ($241M) as custodian for its separately managed accounts. Kane Investment Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $241M100%
At year end, Kane Investment Management’s separately managed accounts were mostly in stocks (67%) and funds (32%). Its reported 13F holdings for the quarter ended 30 June 2026 total $235M across 100 positions; the largest are Nvidia Corporation (30.8%), Apple Inc. (5.0%) and Lam Research Corp. (3.3%).
What the accounts hold
- Stocks67%
- Funds32%
- Cash1%
Reported 13F holdings
- $235M
- Reported 13F value
- 100
- Positions
- 53.2%
- In the 10 largest
- +20.7%
- Value vs. prior quarter
- Nvidia Corporation30.8%
- Apple Inc.5.0%
- Lam Research Corp.3.3%
- KLA Corp.3.0%
- Alphabet Inc. · Cap Stk CL A2.0%
- Schwab Strategic TR · US Lcap GR ETF1.9%
- Amazon Com Inc.1.9%
- Howmet Aerospace Inc.1.8%
- Invesco Exch Traded FD TR II · S&P 500 Momntm1.8%
- Eli Lilly & CO1.8%
Together, the ten largest are 53.2% of reported value.
How many clients does Kane Investment Management have?
Kane Investment Management has 191 clients and manages $241 million for them, as of March 2026. They include 158 individual clients and 33 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Kane Investment Management offer?
Kane Investment Management provides financial planning, portfolio management for individuals and small businesses, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Kane Investment Management use?
Kane Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $241M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Kane Investment Management have?
Kane Investment Management has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kane Investment Management invest in?
At the end of its last fiscal year, Kane Investment Management’s separately managed accounts held 67% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kane Investment Management?
Kane Investment Management’s direct owner is Dennis Kane (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Kane Investment Management get paid?
Kane Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Kane Investment Management registered with the SEC?
Yes, Kane Investment Management has been registered with the SEC as an investment adviser since 29 June 2021. Its CRD number is 127337 and its SEC file number is 801-121604.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Kane Investment Management?
Kane Investment Management’s main office is at 15466 Los Gatos BLVD., Suite 213, Los Gatos, CA 95032. Its phone number is 408-358-5263.