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Dennis Kane

Owner at Kane Investment Management in Los Gatos, CA

Investment adviser registrationUpdated

Dennis Kane is Owner of Kane Investment Management, Inc., an investment adviser managing $241M, and works from its Los Gatos, CA office. Dennis Kane has been registered as an investment adviser representative through Kane Investment Management since 13 April 2018, has 8 years in the industry across 1 firm and has passed the Series 63 and Series 24.

8
Years in industry
8
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Dennis Kane has been Owner of Kane Investment Management since December 1982, is a control person of the firm and directly owns 75% or more of it.

Kane Investment Management, Inc. is a Los Gatos, CA firm with $241M under management, 191 clients and 6 advisers in one office, as of its March 2026 filing.

  1. Kane Investment Management, Inc.Current
    – present · 8 years
    Los Gatos, CA · Adviser representative · Firm CRD 127337

Credentials and registrations

Investment adviser representative registrations

Dennis Kane is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2018; the most recent is Texas, in April 2025.

  • CaliforniaSince 13 April 2018
  • TexasResidentSince 15 April 2025

Examinations

Series 244 October 1997
Name
General Securities Principal Examination
Series 639 August 1990
Name
Uniform Securities Agent State Law Examination

Key facts

Full name
Dennis Michael Kane
CRD
2087948
Firm
Kane Investment Management · CRD 127337
Role
Owner
Office
15466 LOS GATOS BLVD., SUITE 213, Los Gatos, CA 95032
Registration
Investment adviser registration
In the industry since
April 2018
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Dennis Kane work?

Dennis Kane has been Owner of Kane Investment Management, Inc. since December 1982, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 March 2026

Is Dennis Kane a financial advisor?

Yes. Dennis Kane has a current investment-adviser registration in California and Texas, through Kane Investment Management since April 2018.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Dennis Kane have?

Dennis Kane has 8 years in the financial industry, since April 2018, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Dennis Kane passed?

Dennis Kane has passed 2 licensing exams: the Series 63 and Series 24. The earliest, the Series 63, was passed in August 1990.

Source: IAPD individual record, checked 22 October 2026

Where is Dennis Kane based?

Dennis Kane’s registered office is in Los Gatos, CA.

Source: IAPD individual record, checked 22 October 2026

Is Dennis Kane registered with FINRA?

No. Dennis Kane has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Dennis Kane’s record?

Search CRD 2087948 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dennis Kane’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Kane Investment Management

Sources

  1. IAPD individual record, CRD 2087948, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Kane Investment Management, Inc., filed 24 March 2026. Title, control and ownership bands.
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