Charles Davis has been an investment adviser representative at Kane Investment Management since January 2000, and is not listed among the firm’s executive officers or direct owners.
Kane Investment Management, Inc. is a Los Gatos, CA firm with $241M under management, 191 clients and 6 advisers in one office, as of its March 2026 filing.
- – present · 26 yearsLos Gatos, CA · Adviser representative · Firm CRD 127337
Investment adviser representative registrations
Charles Davis is registered as an investment adviser representative in California, since January 2000.
- CaliforniaSince 31 January 2000
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 December 1999 |
| Series 7 | General Securities Representative Examination | 22 September 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Don Davis
- CRD
- 4717241
- Firm
- Kane Investment Management · CRD 127337
- Office
- 15466 LOS GATOS BLVD, SUITE 213, Los Gatos, CA 95032
- Registration
- Investment adviser registration
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Davis work?
Charles Davis is an investment adviser representative registered through Kane Investment Management, Inc. since January 2000, and is not listed among the firm’s executive officers or direct owners.
Is Charles Davis a financial advisor?
Yes. Charles Davis has a current investment-adviser registration in California, through Kane Investment Management since January 2000.
How many years of experience does Charles Davis have?
Charles Davis has 26 years in the financial industry, since January 2000, across 1 adviser firm.
What exams has Charles Davis passed?
Charles Davis has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in September 1999.
Where is Charles Davis based?
Charles Davis’ registered office is in Los Gatos, CA.
Is Charles Davis registered with FINRA?
No. Charles Davis has no current broker registration.
How can I verify Charles Davis’ record?
Search CRD 4717241 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Davis’ full registration record.