Top 5 financial advisor firms in Encino

5 SEC-registered financial advisor firms are headquartered in Encino, CA, with $1.9B in combined regulatory assets under management. The largest by assets are Navalign ($732M), Portfolio Design Labs ($625M) and Marest Capital ($240M).

5
Financial advisor firms: $1.9B
Their combined AUM: $240M
Median firm AUM: 1,425
Clients of the top 5

The 5 largest by assets

1
Navalign
RIA
$732M
Up to 1.25% a year
2
Portfolio Design Labs
RIA
$625M
0.95% to 0.95% a year
3
Marest Capital
RIA
$240M
Up to 1.40% a year
4
Willner & Heller
RIA
$193M
0.50% to 2.50% a year
5
Goodstein Wealth Management
RIA
$114M
0.75% to 1.00% a year

Profiles of the top 5

No. 1 · RIA

Navalign

Navalign is an investment adviser based in Encino, CA, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $732 million, as filed on 2 April 2026.

Navalign charges up to 1.25% a year for its Asset Management.

Regulatory AUM: $732M
Clients: 716
Advisory staff: 8
Founded: 2002
Fee schedule: Up to 1.25% a year
Custodians: Charles Schwab
Headquarters: 15910 Ventura BLVD, Suite 1605, Encino, CA 91436
Phone: 818-728-4500
Website: navalign.com

No. 2 · RIA

Portfolio Design Labs

Portfolio Design Labs is an investment adviser based in Encino, CA, registered with the SEC since 2023. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $625 million, as filed on 11 May 2026.

Portfolio Design Labs charges 0.95% a year for its Asset-Based Fees.

Regulatory AUM: $625M
Clients: 357
Advisory staff: 1
Founded: 2021
Fee schedule: 0.95% to 0.95% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 15760 Ventura BLVD, Suite 1700, Encino, CA 91436
Phone: 310-755-0411
Website: portfoliolabs.com

No. 3 · RIA

Marest Capital

Marest Capital is an investment adviser based in Encino, CA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $240 million, as filed on 2 February 2026.

Marest Capital charges up to 1.40% a year for its Wrap Comprehensive Portfolio Management.

Regulatory AUM: $240M
Clients: 73
Advisory staff: 2
Founded: 2018
Fee schedule: Up to 1.40% a year
Custodians: LPL Financial
Headquarters: 16255 Ventura BLVD, Suite 505, Encino, CA 91436
Phone: 818-216-4900

No. 4 · RIA

Willner & Heller

Willner & Heller is an investment adviser based in Encino, CA, registered with the SEC since 2018. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $193 million, as filed on 10 June 2026.

Willner & Heller charges 0.50%–2.50% a year for its Asset Management.

Regulatory AUM: $193M
Clients: 178
Advisory staff: 3
Fee schedule: 0.50% to 2.50% a year
Custodians: Charles Schwab
Headquarters: 15760 Ventura BLVD, Suite 2026, Encino, CA 91436
Phone: 818-501-7590
Website: willnerheller.com

No. 5 · RIA

Goodstein Wealth Management

Goodstein Wealth Management is an investment adviser based in Encino, CA, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $114 million, as filed on 16 March 2026.

Goodstein Wealth Management charges 0.75%–1.00% a year for its Asset Management (non-wrap).

Regulatory AUM: $114M
Clients: 101
Advisory staff: 2
Fee schedule: 0.75% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 15760 Ventura BLVD., Suite 1520, Encino, CA 91436
Phone: 818-995-3500

Questions about financial advisors in Encino

How many financial advisor firms are headquartered in Encino?

5 SEC-registered financial advisor firms report their principal office in Encino, CA, managing $1.9B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Encino?

Navalign, with $732M in regulatory assets under management on its latest Form ADV. The next largest are Portfolio Design Labs ($625M) and Marest Capital ($240M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Encino?

The median firm manages $240M in regulatory assets. That is the midpoint of the 5 firms headquartered in Encino.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Encino charge?

Of the 5 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.95% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Encino?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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