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Top 3 financial advisor firms in Anaheim

3 SEC-registered financial advisor firms are headquartered in Anaheim, CA, with $1.87B in combined regulatory assets under management. The largest by assets are Chatterton & Associates, the Wealth Management Team ($1.33B), Mosley Wealth Management ($279M) and Retirementadvice | Jka ($267M).

3
Financial advisor firms
$1.87B
Their combined AUM
$279M
Median firm AUM
2,505
Clients of the top 3

The 3 largest by assets

  1. 1
    Chatterton & Associates, the Wealth Management Team

    RIA

    $1.33B

  2. 2
    Mosley Wealth Management

    RIA

    $279M

  3. 3
    Retirementadvice | Jka

    RIA

    $267M

Profiles of the top 3

No. 1 · RIA

Chatterton & Associates, the Wealth Management Team

Chatterton & Associates, the Wealth Management Team is an investment adviser based in Anaheim, CA, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $1.33 billion, as filed on 20 March 2026.

Chatterton & Associates, the Wealth Management Team charges 0.50%–1.00% a year for its Asset management service.

Regulatory AUM
$1.33B
Clients
1,542
Advisory staff
10
Founded
2004
Fee schedule
0.50% to 1.00% a year
Minimum account
$500,000
Custodians
SEI Investments Distribution
Headquarters
3061 E. La Palma Ave., Anaheim, CA 92806
Phone
714-572-2050
Website
chattertoninc.com

No. 2 · RIA

Mosley Wealth Management

Mosley Wealth Management is an investment adviser based in Anaheim, CA, registered with the SEC since 2023. It provides investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $279 million, as filed on 29 September 2026.

Mosley Wealth Management charges up to 1.85% a year for its Investment Management & Financial Planning Services.

Regulatory AUM
$279M
Clients
707
Advisory staff
10
Fee schedule
Up to 1.85% a year
Custodians
Charles Schwab
Headquarters
2401 E. Katella Avenue, Suite 270, Anaheim, CA 92806
Phone
714-421-4288
Website
mosleywealthmanagement.com

No. 3 · RIA

Retirementadvice | Jka

Retirementadvice | Jka is an investment adviser based in Anaheim, CA, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $267 million, as filed on 18 March 2026.

Retirementadvice | Jka charges 1.00%–1.99% a year for its Asset Management.

Regulatory AUM
$267M
Clients
256
Advisory staff
4
Founded
2011
Fee schedule
1.00% to 1.99% a year
Custodians
Charles Schwab
Headquarters
1251 N. Manassero St., Suite #405a, Anaheim, CA 92807
Phone
714-779-9200

Questions about financial advisors in Anaheim

How many financial advisor firms are headquartered in Anaheim?

3 SEC-registered financial advisor firms report their principal office in Anaheim, CA, managing $1.87B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Anaheim?

Chatterton & Associates, the Wealth Management Team, with $1.33B in regulatory assets under management on its latest Form ADV. The next largest are Mosley Wealth Management ($279M) and Retirementadvice | Jka ($267M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Anaheim?

The median firm manages $279M in regulatory assets. That is the midpoint of the 3 firms headquartered in Anaheim.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Anaheim charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.99% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Anaheim?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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