Chatterton & Associates, the Wealth Management Team provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, estate planning, insurance, retirement plan services, tax planning, and tax preparation. Financial planning was provided to 1,500 clients last fiscal year.
Chatterton & Associates, the Wealth Management Team reports 1,542 clients. They include 1,145 individual clients and 397 high-net-worth individuals. Of its assets, 30.0% ($399M across 1,826 accounts) are managed with discretion; $929M across 1,082 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 34% |
| High-net-worth individuals | 26% | 66% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,145 | $458M | 34.5% | $400K |
| High-net-worth individuals | 397 | $870M | 65.5% | $2.19M |
| Total | 1,542 | $1.33B | 100% | $861K |
- Clients
- 1,145
- Regulatory AUM
- $458M
- AUM share
- 34.5%
- Avg. per client
- $400K
- Clients
- 397
- Regulatory AUM
- $870M
- AUM share
- 65.5%
- Avg. per client
- $2.19M
Total
- Clients
- 1,542
- Regulatory AUM
- $1.33B
- AUM share
- 100%
- Avg. per client
- $861K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1500
Chatterton & Associates, the Wealth Management Team charges 0.50%–1.00% a year for its Asset management service. The fee is billed in arrears, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial plans for clients below the $500,000 minimum range from $5,000 to $25,000 a year, with the fee set by complexity and agreed before onboarding.
Robert Chatterton owns 75% or more of Chatterton & Associates, the Wealth Management Team. The leadership team of Chatterton & Associates, the Wealth Management Team includes President Robert Chatterton and Chief Compliance Officer Donna Dimaria. It has 31 employees, 10 of them in advisory roles.
Leadership
- Robert ChattertonPresident
- Donna DimariaChief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Robert D. Chatterton JR
- Robert Dewitte Chatterton III
- Teresa A De Luca
- Anitha Nicole Graves
- Eric Y. Oh
- Kyle Patrick Schneider
- Arrash Bruce Zare
Staff
- 31 employees
- 10 in advisory functions
- 7 state-registered reps
- 6 broker-dealer reps
- 5 insurance agents
- Owns 75% or more of Chatterton & Associates, the Wealth Management Team, Inc.
Robert Chatterton
Control person · since July 2004
Chatterton & Associates, the Wealth Management Team’s regulatory assets grew from $921M (July 2021) to $1.33B (March 2026); clients rose from 1,434 to 1,542 and employees from 7 to 31.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.33B | 1,542 | 31 | 1 |
| March 2025 | $1.17B | 2,771 | 34 | 1 |
| March 2024 | $1.05B | 2,750 | 25 | 1 |
| March 2023 | $944M | 2,705 | 25 | 1 |
| March 2022 | $1.06B | 2,109 | 4 | 1 |
| July 2021 | $921M | 1,434 | 7 | 1 |
Besides its headquarters, Chatterton & Associates, the Wealth Management Team has 0 offices, with 1 listed address in California.
California · 1 listed address
- 3061 E. La Palma Ave., AnaheimHQ
Contact and registration details
- Legal name
- Chatterton & Associates, the Wealth Management Team, Inc.
- Headquarters
- 3061 E. La Palma Ave., Anaheim, CA 92806
- Website
- chattertoninc.com
- Phone
- 714-572-2050
- @chatterton-associates
- SEC file
- 801-63394
- Founded
- 2004
- Structure
- California corporation
- Fiscal year end
- December
Chatterton & Associates, the Wealth Management Team uses SEI Investments Distribution ($1.33B) as custodian for its separately managed accounts. Chatterton & Associates, the Wealth Management Team does not have custody of client assets.
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $1.33B100%
At year end, Chatterton & Associates, the Wealth Management Team’s separately managed accounts were mostly in funds (75%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $170M across 101 positions; the largest are SPDR Ser TR (9.2%), iShares TR (5.3%) and iShares TR (4.9%).
What the accounts hold
- Stocks22%
- Funds75%
- Cash3%
Reported 13F holdings
- $170M
- Reported 13F value
- 101
- Positions
- 43.7%
- In the 10 largest
- +19.1%
- Value vs. prior quarter
- SPDR Ser TR · Portfolio S&P5009.2%
- iShares TR · Core Total Usd5.3%
- iShares TR · 0-3 Mnth Treasry4.9%
- Schwab Strategic TR · US Aggregate B4.1%
- iShares TR · S&P 500 Grwt ETF4.0%
- Blackrock ETF Trust · US EQT Factor3.8%
- World Gold TR · SPDR Gld Minis3.4%
- iShares TR · S&P 500 Val ETF3.4%
- Blackrock ETF Trust · I Shares2.9%
- iShares TR · US Treas BD ETF2.7%
Together, the ten largest are 43.7% of reported value.
How many clients does Chatterton & Associates, the Wealth Management Team have?
Chatterton & Associates, the Wealth Management Team has 1,542 clients and manages $1.33 billion for them, as of March 2026. They include 1,145 individual clients and 397 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Chatterton & Associates, the Wealth Management Team offer?
Chatterton & Associates, the Wealth Management Team provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, estate planning, insurance, retirement plan services, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Chatterton & Associates, the Wealth Management Team charge?
Chatterton & Associates, the Wealth Management Team charges 0.50%–1.00% a year for its Asset management service. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.
Which custodians does Chatterton & Associates, the Wealth Management Team use?
Chatterton & Associates, the Wealth Management Team’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $1.33B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Chatterton & Associates, the Wealth Management Team have?
Chatterton & Associates, the Wealth Management Team has 7 investment adviser representatives registered with state securities authorities, out of 31 employees, and 10 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Chatterton & Associates, the Wealth Management Team invest in?
At the end of its last fiscal year, Chatterton & Associates, the Wealth Management Team’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Chatterton & Associates, the Wealth Management Team have a minimum investment?
Yes, Chatterton & Associates, the Wealth Management Team’s minimum account size for its Asset management service is $500K.
Who owns Chatterton & Associates, the Wealth Management Team?
Chatterton & Associates, the Wealth Management Team’s direct owner is Robert Chatterton (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Chatterton & Associates, the Wealth Management Team get paid?
Chatterton & Associates, the Wealth Management Team is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Chatterton & Associates, the Wealth Management Team registered with the SEC?
Yes, Chatterton & Associates, the Wealth Management Team has been registered with the SEC as an investment adviser since 6 August 2004. Its CRD number is 132295 and its SEC file number is 801-63394.
Source: Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record
How do I contact Chatterton & Associates, the Wealth Management Team?
Chatterton & Associates, the Wealth Management Team’s main office is at 3061 E. La Palma Ave., Anaheim, CA 92806. Its phone number is 714-572-2050. Its website is chattertoninc.com.