{"url":"https://nivawealth.com/firms/chatterton-and-associates-the-wealth-management-team-132295","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132295","regulatoryAum":1328162191,"crd":"132295","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2572846","suffix":"JR","lastName":"CHATTERTON","firstName":"ROBERT","middleName":"D."},{"crd":"7264214","suffix":"III","lastName":"CHATTERTON","firstName":"ROBERT","middleName":"DEWITTE"},{"crd":"6192939","suffix":null,"lastName":"DE LUCA","firstName":"TERESA","middleName":"A"},{"crd":"7813433","suffix":null,"lastName":"GRAVES","firstName":"ANITHA","middleName":"NICOLE"},{"crd":"5488041","suffix":null,"lastName":"OH","firstName":"ERIC","middleName":"Y."},{"crd":"2931740","suffix":null,"lastName":"SCHNEIDER","firstName":"KYLE","middleName":"PATRICK"},{"crd":"6597940","suffix":null,"lastName":"Zare","firstName":"Arrash","middleName":"Bruce"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-08","regulatoryAum":920729196,"clients":1434,"employees":7,"offices":1},{"filedOn":"2022-03-08","regulatoryAum":1057197474,"clients":2109,"employees":4,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":943713313,"clients":2705,"employees":25,"offices":1},{"filedOn":"2024-03-31","regulatoryAum":1054329820,"clients":2750,"employees":25,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":1173254073,"clients":2771,"employees":34,"offices":1},{"filedOn":"2026-03-20","regulatoryAum":1328162191,"clients":1542,"employees":31,"offices":1}],"secFileNumber":"801-63394","legalName":"Chatterton & Associates, the Wealth Management Team, Inc.","displayName":"Chatterton & Associates, the Wealth Management Team","slug":"chatterton-and-associates-the-wealth-management-team-132295","website":"https://chattertoninc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/132295/4108d7a7c3cc7050-r1.webp","tone":"light","width":1001,"height":200,"sourceUrl":"https://chattertoninc.com/","sourceLabel":"Chatterton & Associates, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/chatterton-associates/","founded":"2004","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"3061 E. La Palma Ave.","city":"Anaheim","state":"CA","stateName":"California","country":"United States","postalCode":"92806"},"tradeNames":[],"registration":{"secApproved":"6 August 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":861324.3780804151,"staff":{"employees":31,"advisory":10,"brokerDealerReps":6,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":1328162191,"discretionary":399064443,"discretionaryAccounts":1826,"nonDiscretionary":929097748,"nonDiscretionaryAccounts":1082,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1145,"regulatoryAum":457720499},{"label":"High-net-worth individuals","clients":397,"regulatoryAum":870441692}],"feePrograms":[{"role":"main","program":"Asset management service","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022991","versionId":1022991,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-20","documentName":"CHATTERTON FORM ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Financial plans for clients below the $500,000 minimum range from $5,000 to $25,000 a year, with the fee set by complexity and agreed before onboarding.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022991","versionId":1022991,"submittedOn":"2026-03-20","documentName":"CHATTERTON FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:35:07.764921+00:00","documents":[{"name":"CHATTERTON FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022991","versionId":1022991,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":1328162190}],"custodyNote":"Chatterton & Associates, the Wealth Management Team does not have custody of client assets.","leadership":[{"name":"Robert Chatterton","title":"President","crd":"2572846"},{"name":"Donna Dimaria","title":"Chief Compliance Officer","crd":"1406234"}],"ownership":[{"label":"Robert Chatterton","detail":"President in the 75% or more ownership band and a control person, since July 2004."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3061 E. La Palma Ave.","city":"Anaheim","headquarters":true}]}],"brochureServices":["estate planning","insurance","retirement plan services","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"714-572-2050","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"1500","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"Securities issued by registered investment companies or business development companies","percent":75},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132295/PDF/132295.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022991","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Chatterton & Associates, the Wealth Management Team have?","answer":"Chatterton & Associates, the Wealth Management Team has 1,542 clients and manages $1.33 billion for them, as of March 2026. They include 1,145 individual clients and 397 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Chatterton & Associates, the Wealth Management Team offer?","answer":"Chatterton & Associates, the Wealth Management Team provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, estate planning, insurance, retirement plan services, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Chatterton & Associates, the Wealth Management Team charge?","answer":"Chatterton & Associates, the Wealth Management Team charges 0.50%–1.00% a year for its Asset management service. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.","source":"CHATTERTON FORM ADV PART 2A, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Chatterton & Associates, the Wealth Management Team use?","answer":"Chatterton & Associates, the Wealth Management Team’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $1.33B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Chatterton & Associates, the Wealth Management Team have?","answer":"Chatterton & Associates, the Wealth Management Team has 7 investment adviser representatives registered with state securities authorities, out of 31 employees, and 10 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Chatterton & Associates, the Wealth Management Team invest in?","answer":"At the end of its last fiscal year, Chatterton & Associates, the Wealth Management Team’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Chatterton & Associates, the Wealth Management Team have a minimum investment?","answer":"Yes, Chatterton & Associates, the Wealth Management Team’s minimum account size for its Asset management service is $500K.","source":"CHATTERTON FORM ADV PART 2A, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Chatterton & Associates, the Wealth Management Team?","answer":"Chatterton & Associates, the Wealth Management Team’s direct owner is Robert Chatterton (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Chatterton & Associates, the Wealth Management Team get paid?","answer":"Chatterton & Associates, the Wealth Management Team is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Chatterton & Associates, the Wealth Management Team registered with the SEC?","answer":"Yes, Chatterton & Associates, the Wealth Management Team has been registered with the SEC as an investment adviser since 6 August 2004. Its CRD number is 132295 and its SEC file number is 801-63394.","source":"Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Chatterton & Associates, the Wealth Management Team?","answer":"Chatterton & Associates, the Wealth Management Team’s main office is at 3061 E. La Palma Ave., Anaheim, CA 92806. Its phone number is 714-572-2050. Its website is chattertoninc.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/chatterton-and-associates-the-wealth-management-team-132295/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2102688/000210268826000004/0002102688-26-000004-index.html","totalValue":169905552,"positionCount":101,"top10Share":0.43722221037250153,"top10":[{"issuer":"SPDR SER TR","titleOfClass":"PORTFOLIO S&P500","cusip":"78464A854","value":15677857,"shares":177211,"shareType":"SH","priorValue":7419855,"priorShares":92725},{"issuer":"ISHARES TR","titleOfClass":"CORE TOTAL USD","cusip":"46434V613","value":8936027,"shares":195195,"shareType":"SH","priorValue":4405890,"priorShares":95098},{"issuer":"ISHARES TR","titleOfClass":"0-3 MNTH TREASRY","cusip":"46436E718","value":8363855,"shares":83239,"shareType":"SH","priorValue":4416824,"priorShares":43966},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US AGGREGATE B","cusip":"808524839","value":6955135,"shares":303056,"shareType":"SH","priorValue":5405412,"priorShares":232291},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":6812175,"shares":49446,"shareType":"SH","priorValue":5306018,"priorShares":44180},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"US EQT FACTOR","cusip":"09290C103","value":6391264,"shares":94336,"shareType":"SH","priorValue":4993206,"priorShares":81575},{"issuer":"WORLD GOLD TR","titleOfClass":"SPDR GLD MINIS","cusip":"98149E303","value":5788606,"shares":70991,"shareType":"SH","priorValue":5488291,"priorShares":58151},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 VAL ETF","cusip":"464287408","value":5753038,"shares":25023,"shareType":"SH","priorValue":5542269,"priorShares":25531},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"I Shares","cusip":"482480100","value":5005831,"shares":21810,"shareType":"SH","priorValue":3791336,"priorShares":2195},{"issuer":"ISHARES TR","titleOfClass":"US TREAS BD ETF","cusip":"46429B267","value":4602693,"shares":203659,"shareType":"SH","priorValue":3671350,"priorShares":160391}],"positionsListed":101,"positions":[{"issuer":"SPDR SER TR","titleOfClass":"PORTFOLIO S&P500","cusip":"78464A854","value":15677857,"shares":177211,"shareType":"SH","priorValue":7419855,"priorShares":92725},{"issuer":"ISHARES TR","titleOfClass":"CORE TOTAL USD","cusip":"46434V613","value":8936027,"shares":195195,"shareType":"SH","priorValue":4405890,"priorShares":95098},{"issuer":"ISHARES TR","titleOfClass":"0-3 MNTH TREASRY","cusip":"46436E718","value":8363855,"shares":83239,"shareType":"SH","priorValue":4416824,"priorShares":43966},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US AGGREGATE B","cusip":"808524839","value":6955135,"shares":303056,"shareType":"SH","priorValue":5405412,"priorShares":232291},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":6812175,"shares":49446,"shareType":"SH","priorValue":5306018,"priorShares":44180},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"US EQT FACTOR","cusip":"09290C103","value":6391264,"shares":94336,"shareType":"SH","priorValue":4993206,"priorShares":81575},{"issuer":"WORLD GOLD TR","titleOfClass":"SPDR GLD MINIS","cusip":"98149E303","value":5788606,"shares":70991,"shareType":"SH","priorValue":5488291,"priorShares":58151},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 VAL ETF","cusip":"464287408","value":5753038,"shares":25023,"shareType":"SH","priorValue":5542269,"priorShares":25531},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"I Shares","cusip":"482480100","value":5005831,"shares":21810,"shareType":"SH","priorValue":3791336,"priorShares":2195},{"issuer":"ISHARES TR","titleOfClass":"US TREAS BD ETF","cusip":"46429B267","value":4602693,"shares":203659,"shareType":"SH","priorValue":3671350,"priorShares":160391},{"issuer":"ISHARES TR","titleOfClass":"MSCI ACWI EX US","cusip":"464288240","value":4553407,"shares":60334,"shareType":"SH","priorValue":2898966,"priorShares":40202},{"issuer":"ISHARES TR","titleOfClass":"MBS ETF","cusip":"464288588","value":4489756,"shares":47855,"shareType":"SH","priorValue":3568690,"priorShares":37502},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":4145987,"shares":10963,"shareType":"SH","priorValue":4786356,"priorShares":10930},{"issuer":"Blackrock ETF Trust","titleOfClass":"ISHARES INTL CTR","cusip":"09290C764","value":3959217,"shares":109704,"shareType":"SH","priorValue":3214059,"priorShares":94810},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"CALIF AMT MUN","cusip":"46138E206","value":3539858,"shares":144898,"shareType":"SH","priorValue":3208343,"priorShares":132412},{"issuer":"SPDR SER TR","titleOfClass":"PRTFLO S&P500 GW","cusip":"78464A409","value":3498602,"shares":29331,"shareType":"SH","priorValue":3237416,"priorShares":31129},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOOMBERG TEN YR","cusip":"09789C812","value":3065958,"shares":68234,"shareType":"SH","priorValue":4217704,"priorShares":91909},{"issuer":"Blackrock ETF Trust","titleOfClass":"ISHARES A I INNO","cusip":"09290C780","value":3012591,"shares":62697,"shareType":"SH","priorValue":2682402,"priorShares":71818},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":3001324,"shares":3975,"shareType":"SH","priorValue":2464300,"priorShares":3608},{"issuer":"SEI EXCHANGE TRADED FUNDS","titleOfClass":"ENHANCED LOW VOL","cusip":"81589A403","value":2976969,"shares":89803,"shareType":"SH","priorValue":2750241,"priorShares":84415},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"iShares Systematic Alternatives Active ETF","cusip":"09290C665","value":2785287,"shares":97798,"shareType":"SH"},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"S&P 500 MOMNTM","cusip":"46138E339","value":2480049,"shares":16201,"shareType":"SH","priorValue":2360552,"priorShares":19229},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"Ishares Global Gvt Bond Hedged Active ETF","cusip":"092528835","value":2433472,"shares":48582,"shareType":"SH"},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"LARGE CAP CORE E","cusip":"09290C855","value":2432769,"shares":48792,"shareType":"SH","priorValue":1719189,"priorShares":39037},{"issuer":"ISHARES TR","titleOfClass":"NATIONAL MUN ETF","cusip":"464288414","value":2225208,"shares":20808,"shareType":"SH","priorValue":2188471,"priorShares":20453},{"issuer":"ISHARES TR","titleOfClass":"CORE 1 5 YR USD","cusip":"46432F859","value":2163115,"shares":45018,"shareType":"SH","priorValue":2263536,"priorShares":46719},{"issuer":"SPDR S&P 500 ETF TR","titleOfClass":"TR UNIT","cusip":"78462F103","value":2109298,"shares":2806,"shareType":"SH","priorValue":1661020,"priorShares":2443},{"issuer":"GLOBAL X FDS","titleOfClass":"DEFENSE TECH ETF","cusip":"37960A529","value":1967396,"shares":32011,"shareType":"SH","priorValue":1559176,"priorShares":20999},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":1872022,"shares":5920,"shareType":"SH","priorValue":1506414,"priorShares":5783},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":1851813,"shares":8300,"shareType":"SH","priorValue":1798991,"priorShares":8175},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"AVANTIS EMGMKT","cusip":"025072604","value":1833073,"shares":19507,"shareType":"SH","priorValue":2567273,"priorShares":29974},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"FUTURE US THEMES","cusip":"09290C806","value":1779823,"shares":41372,"shareType":"SH","priorValue":2215021,"priorShares":57743},{"issuer":"ISHARES INC","titleOfClass":"MSCI GBL MIN VOL","cusip":"464286525","value":1504503,"shares":12333,"shareType":"SH","priorValue":1572550,"priorShares":12962},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":1241098,"shares":3229,"shareType":"SH","priorValue":1478103,"priorShares":3962},{"issuer":"ISHARES TR","titleOfClass":"MSCI USA MIN VOL","cusip":"46429B697","value":1132062,"shares":11599,"shareType":"SH","priorValue":1033586,"priorShares":11012},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":1087078,"shares":3029,"shareType":"SH","priorValue":958973,"priorShares":3011},{"issuer":"NORTHROP GRUMMAN CORP","titleOfClass":"COM","cusip":"666807102","value":953224,"shares":1791,"shareType":"SH","priorValue":1457793,"priorShares":2111},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":942116,"shares":4646,"shareType":"SH","priorValue":828147,"priorShares":4503},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":844630,"shares":3419,"shareType":"SH","priorValue":735063,"priorShares":3146},{"issuer":"ISHARES TR","titleOfClass":"ESG AWR MSCI USA","cusip":"46435G425","value":813285,"shares":4929,"shareType":"SH","priorValue":713936,"priorShares":4835},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":793711,"shares":1602,"shareType":"SH","priorValue":770498,"priorShares":1588},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":777717,"shares":1126,"shareType":"SH","priorValue":603769,"priorShares":966},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"FLEXIBLE INCOME","cusip":"092528603","value":773365,"shares":14841,"shareType":"SH","priorValue":1952393,"priorShares":37395},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":754488,"shares":1881,"shareType":"SH","priorValue":642742,"priorShares":1811},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":714350,"shares":587,"shareType":"SH","priorValue":532041,"priorShares":557},{"issuer":"GENERAL ELECTRIC CO","titleOfClass":"COM NEW","cusip":"369604301","value":712694,"shares":1985,"shareType":"SH","priorValue":654212,"priorShares":2090},{"issuer":"ISHARES TR","titleOfClass":"10-20 YR TRS ETF","cusip":"464288653","value":706998,"shares":7174,"shareType":"SH","priorValue":668803,"priorShares":6631},{"issuer":"ISHARES TR","titleOfClass":"EAFE VALUE ETF","cusip":"464288877","value":677199,"shares":8701,"shareType":"SH","priorValue":2677879,"priorShares":34531},{"issuer":"ISHARES TR","titleOfClass":"US FIXED INC BAL","cusip":"46435U796","value":652292,"shares":7420,"shareType":"SH","priorValue":538144,"priorShares":6033},{"issuer":"ISHARES TR","titleOfClass":"CORE HIGH DV ETF","cusip":"46429B663","value":645234,"shares":23395,"shareType":"SH","priorValue":633583,"priorShares":4679},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ENERGY","cusip":"81369Y506","value":641394,"shares":11700,"shareType":"SH","priorValue":617845,"priorShares":10777},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":630700,"shares":872,"shareType":"SH","priorValue":510729,"priorShares":837},{"issuer":"PROCTER AND GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":621469,"shares":4232,"shareType":"SH","priorValue":605559,"priorShares":4129},{"issuer":"ISHARES TR","titleOfClass":"EAFE GRWTH ETF","cusip":"464288885","value":550258,"shares":4493,"shareType":"SH","priorValue":481062,"priorShares":4073},{"issuer":"ISHARES U S ETF TR","titleOfClass":"BLACKROCK SHORT","cusip":"46431W838","value":545154,"shares":10851,"shareType":"SH","priorValue":545371,"priorShares":10851},{"issuer":"ROCKWELL AUTOMATION INC","titleOfClass":"COM","cusip":"773903109","value":526850,"shares":1127,"shareType":"SH","priorValue":543777,"priorShares":1377},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"TECHNOLOGY","cusip":"81369Y803","value":496367,"shares":2678,"shareType":"SH","priorValue":380463,"priorShares":2678},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":475100,"shares":869,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"SHRT NAT MUN ETF","cusip":"464288158","value":472936,"shares":4452,"shareType":"SH","priorValue":442946,"priorShares":4156},{"issuer":"ISHARES INC","titleOfClass":"MSCI EMRG CHN","cusip":"46434G764","value":429588,"shares":4384,"shareType":"SH","priorValue":345795,"priorShares":4085},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":413828,"shares":703,"shareType":"SH","priorValue":258974,"priorShares":651},{"issuer":"ISHARES TR","titleOfClass":"U.S. TECH ETF","cusip":"464287721","value":411063,"shares":1649,"shareType":"SH","priorValue":290654,"priorShares":1501},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"SHORT TERM CALIF","cusip":"092528884","value":401999,"shares":7973,"shareType":"SH","priorValue":336335,"priorShares":6670},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":401265,"shares":987,"shareType":"SH","priorValue":334215,"priorShares":967},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":388910,"shares":1317,"shareType":"SH","priorValue":391110,"priorShares":1649},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":377554,"shares":1116,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":375907,"shares":1012,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P SCP ETF","cusip":"464287804","value":374731,"shares":2576,"shareType":"SH","priorValue":315631,"priorShares":2414},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":373144,"shares":4290,"shareType":"SH","priorValue":338207,"priorShares":736},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":371310,"shares":588,"shareType":"SH","priorValue":351270,"priorShares":559},{"issuer":"ISHARES TR","titleOfClass":"S&P 100 ETF","cusip":"464287101","value":366878,"shares":991,"shareType":"SH","priorValue":292216,"priorShares":878},{"issuer":"ISHARES TR","titleOfClass":"MSCI USA QLT FCT","cusip":"46432F339","value":336272,"shares":1539,"shareType":"SH","priorValue":2543576,"priorShares":12702},{"issuer":"FORTINET INC","titleOfClass":"COM","cusip":"34959E109","value":327787,"shares":2002,"shareType":"SH"},{"issuer":"VERTEX PHARMACEUTICALS INC","titleOfClass":"COM","cusip":"92532F100","value":315278,"shares":635,"shareType":"SH","priorValue":254218,"priorShares":569},{"issuer":"ISHARES TR","titleOfClass":"SELECT DIVID ETF","cusip":"464287168","value":314323,"shares":1988,"shareType":"SH","priorValue":305098,"priorShares":1988},{"issuer":"GE VERNOVA LLC","titleOfClass":"COM","cusip":"36828A101","value":312901,"shares":291,"shareType":"SH","priorValue":325255,"priorShares":336},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"TT WRLD ST ETF","cusip":"922042742","value":312744,"shares":1992,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":305298,"shares":857,"shareType":"SH","priorValue":271129,"priorShares":857},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"ISHARES LARG CAP","cusip":"092528702","value":298760,"shares":8042,"shareType":"SH","priorValue":281711,"priorShares":8042},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"INDL","cusip":"81369Y704","value":298469,"shares":1648,"shareType":"SH","priorValue":268961,"priorShares":1562},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":292198,"shares":720,"shareType":"SH","priorValue":266693,"priorShares":666},{"issuer":"ASML HOLDING N V","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":288680,"shares":160,"shareType":"SH","priorValue":211501,"priorShares":146},{"issuer":"VANGUARD SPECIALIZED FUNDS","titleOfClass":"DIV APP ETF","cusip":"921908844","value":283003,"shares":1186,"shareType":"SH","priorValue":264265,"priorShares":1186},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":280796,"shares":1947,"shareType":"SH","priorValue":316802,"priorShares":2298},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":279111,"shares":832,"shareType":"SH","priorValue":243609,"priorShares":785},{"issuer":"ISHARES TR","titleOfClass":"0-5 YR TIPS ETF","cusip":"46429B747","value":273544,"shares":2699,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"SBI CONS STPLS","cusip":"81369Y308","value":266157,"shares":3199,"shareType":"SH","priorValue":248097,"priorShares":2973},{"issuer":"ISHARES TR","titleOfClass":"SHORT TREAS BD","cusip":"464288679","value":265217,"shares":2408,"shareType":"SH","priorValue":468994,"priorShares":4257},{"issuer":"SPDR SER TR","titleOfClass":"AEROSPACE DEF","cusip":"78464A631","value":251157,"shares":917,"shareType":"SH","priorValue":220964,"priorShares":821},{"issuer":"STERLING INFRASTRUCTURE INC","titleOfClass":"COM","cusip":"859241101","value":249631,"shares":353,"shareType":"SH"},{"issuer":"DISNEY WALT CO","titleOfClass":"COM","cusip":"254687106","value":249561,"shares":2595,"shareType":"SH","priorValue":248477,"priorShares":2490},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":244331,"shares":943,"shareType":"SH","priorValue":224660,"priorShares":931},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"EQUITY PREMIUM","cusip":"46641Q332","value":243452,"shares":4299,"shareType":"SH","priorValue":248482,"priorShares":4299},{"issuer":"DELTA AIR LINES INC DEL","titleOfClass":"COM NEW","cusip":"247361702","value":240389,"shares":2701,"shareType":"SH"},{"issuer":"SIMPLIFY EXCHANGE TRADED FUN","titleOfClass":"HEDGED EQUITY","cusip":"82889N764","value":232776,"shares":6915,"shareType":"SH","priorValue":220727,"priorShares":6915},{"issuer":"MARVELL TECHNOLOGY INC","titleOfClass":"COM","cusip":"573874104","value":229890,"shares":945,"shareType":"SH"},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"INTERMEDIA MUNI","cusip":"092528207","value":219945,"shares":9115,"shareType":"SH","priorValue":219489,"priorShares":9115},{"issuer":"CVS HEALTH CORP","titleOfClass":"COM","cusip":"126650100","value":219397,"shares":2134,"shareType":"SH"},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":218909,"shares":3095,"shareType":"SH","priorValue":211094,"priorShares":3125},{"issuer":"ISHARES TR","titleOfClass":"1 3 YR TREAS BD","cusip":"464287457","value":214604,"shares":2620,"shareType":"SH","priorValue":215993,"priorShares":2620},{"issuer":"UNITEDHEALTH GROUP INC","titleOfClass":"COM","cusip":"91324P102","value":205048,"shares":475,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}