Donna Dimaria has been Chief Compliance Officer of Gainspoletti Wealth Planners Advisory since February 2025, is not listed as a control person, but directly owns under 5% of the firm.
Gainspoletti Wealth Planners Advisory LLC is a Cleveland, MS firm with $127M under management, 250 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Donna Dimaria’s longest registration was 14 years at Xton Financial (2008–2022).
- Corbett Road Capital Management, LLC– · 1 yearFairport, NY · Adviser representative · Firm CRD 305063
- Sutter Capital Partners, LLC– · 2 yearsIrvine, CA · Adviser representative · Firm CRD 312689
- Xton Financial– · 14 yearsPenfield, NY · Adviser representative · Firm CRD 132847
- Tessera Capital Partners, LLC– · 6 yearsPittsford, NY · Adviser representative · Firm CRD 134958
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 54 | Municipal Advisor Principal Qualification Examination | 23 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 50 | Municipal Advisor Representative Qualification Exam | 5 February 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 May 2005 |
| Series 24 | General Securities Principal Examination | 13 December 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 October 2004 |
| Series 7 | General Securities Representative Examination | 24 September 2004 |
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Municipal Advisor Principal Qualification Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Advisor Representative Qualification Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donna Barbara Dimaria
- CRD
- 1406234
- Firm
- Gainspoletti Wealth Planners Advisory · CRD 333768
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Donna Dimaria work?
Donna Dimaria has been Chief Compliance Officer of Gainspoletti Wealth Planners Advisory LLC since February 2025.
Does Donna Dimaria have a current investment-adviser registration?
Donna Dimaria has a current broker registration and no current investment-adviser registration.
What exams has Donna Dimaria passed?
Donna Dimaria has passed 9 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 50, Series 54, Series 14, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in September 2004. FINRA credited Donna Dimaria with the SIE, which began in October 2018.
Where was Donna Dimaria previously registered as an investment adviser?
Donna Dimaria has past investment-adviser registrations through Corbett Road Capital Management, LLC, September 2023 to December 2024; Sutter Capital Partners, LLC, July 2021 to September 2023; Xton Financial, March 2008 to August 2022; Tessera Capital Partners, LLC, May 2005 to August 2011, across 4 firms.
Is Donna Dimaria registered with FINRA?
Yes. Donna Dimaria has a current broker registration, under CRD 1406234.
Source: FINRA BrokerCheck
How can I verify Donna Dimaria’s record?
Search CRD 1406234 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Donna Dimaria’s full registration record.
