Gainspoletti Wealth Planners Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Gainspoletti Wealth Planners Advisory reports 250 clients. They include 205 individual clients and 45 high-net-worth individuals. Of its assets, 100.0% ($127M across 326 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 27% |
| High-net-worth individuals | 18% | 61% |
| Charitable organizations | Fewer than 5 | 1% |
| Corporations and other businesses | Fewer than 5 | 10% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 205 | $34.6M | 27.2% | $169K |
| High-net-worth individuals | 45 | $78M | 61.4% | $1.73M |
| Charitable organizations | Fewer than 5 | $1.4M | 1.1% | — |
| Corporations and other businesses | Fewer than 5 | $13M | 10.2% | — |
| Total | 250 | $127M | 100% | — |
- Clients
- 205
- Regulatory AUM
- $34.6M
- AUM share
- 27.2%
- Avg. per client
- $169K
- Clients
- 45
- Regulatory AUM
- $78M
- AUM share
- 61.4%
- Avg. per client
- $1.73M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.4M
- AUM share
- 1.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $13M
- AUM share
- 10.2%
- Avg. per client
- —
Total
- Clients
- 250
- Regulatory AUM
- $127M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Gainspoletti Wealth Planners Advisory charges 0.85%–2.00% a year for its Investment Management Services. The fee is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a fixed fee of $1,500 to $5,000, or hourly at $100 to $300, generally billed in advance.
- Retirement Plan Consulting
- Plan consulting is an initial fixed fee of up to $1,500 plus an ongoing fee of up to 0.75% of assets, charged quarterly in arrears.
Gary Gainspoletti owns 75% or more of Gainspoletti Wealth Planners Advisory. The leadership team of Gainspoletti Wealth Planners Advisory includes President Gary Gainspoletti and Chief Compliance Officer Donna Dimaria. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Gainspoletti Wealth Planners Advisory LLC
Gary Gainspoletti
Control person · since March 2025
Gainspoletti Wealth Planners Advisory’s regulatory assets grew from $105M (July 2025) to $127M (April 2026); clients rose from 183 to 250 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $127M | 250 | 3 | 2 |
| Jul 2025July 2025 | $105M | 183 | 3 | 2 |
Besides its headquarters, Gainspoletti Wealth Planners Advisory has 1 office, with 2 listed addresses in 1 state.
Mississippi · 2 listed addresses
- 805 W Sunflower RD, ClevelandHQ
- 2042 McIngvale Road, Hernando
Contact and registration details
- Legal name
- Gainspoletti Wealth Planners Advisory LLC
- Headquarters
- 805 W Sunflower RD, Cleveland, MS 38732
- Website
- gainspoletti.com
- Phone
- 662-843-6090
- @gainspoletti-wealth-planners
- SEC file
- 801-132267
- Structure
- Mississippi LLC
- Fiscal year end
- December
Gainspoletti Wealth Planners Advisory’s named custodian for separately managed accounts is Charles Schwab ($127M). Gainspoletti Wealth Planners Advisory has custody of $9.74M for 18 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $127M100%
At year end, Gainspoletti Wealth Planners Advisory’s separately managed accounts were largely in stocks (49%) and funds (37%).
What the accounts hold
- Stocks49%
- Funds37%
- Bonds8%
- U.S. government and agency bonds6%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash6%
How many clients does Gainspoletti Wealth Planners Advisory have?
Gainspoletti Wealth Planners Advisory has 250 clients and manages $127 million for them, as of April 2026. They include 205 individual clients and 45 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Gainspoletti Wealth Planners Advisory offer?
Gainspoletti Wealth Planners Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Gainspoletti Wealth Planners Advisory charge?
Gainspoletti Wealth Planners Advisory charges 0.85%–2.00% a year for its Investment Management Services. The fee is negotiable.
Source: GAINSPOLETTI WEALTH PLANNERS ADV PART 2A, filed 1 April 2026
Which custodians does Gainspoletti Wealth Planners Advisory use?
Gainspoletti Wealth Planners Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $127M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Gainspoletti Wealth Planners Advisory have?
Gainspoletti Wealth Planners Advisory has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gainspoletti Wealth Planners Advisory invest in?
At the end of its last fiscal year, Gainspoletti Wealth Planners Advisory’s separately managed accounts held 49% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 6% U.S. government and agency bonds, 6% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gainspoletti Wealth Planners Advisory?
Gainspoletti Wealth Planners Advisory’s direct owner is Gary Gainspoletti (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Gainspoletti Wealth Planners Advisory get paid?
Gainspoletti Wealth Planners Advisory is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gainspoletti Wealth Planners Advisory?
Gainspoletti Wealth Planners Advisory’s main office is at 805 W Sunflower RD, Cleveland, MS 38732. Its phone number is 662-843-6090. Its website is gainspoletti.com.
