Gary Gainspoletti has been President of Gainspoletti Wealth Planners Advisory since March 2025, is a control person of the firm and directly owns 75% or more of it. Gary Gainspoletti holds a BBA in Accounting from Delta State University.
Gainspoletti Wealth Planners Advisory LLC is a Cleveland, MS firm with $127M under management, 250 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Gary Gainspoletti is Founder & President of Gainspoletti Wealth Planners. He provides financial planning and investment management to individuals and businesses, and has 50 plus years as a Certified Public Accountant. He serves as Alderman at Large for the City of Cleveland and has served on the Advisory Board of the Cleveland School District.
Gary Gainspoletti’s longest registration was 13 years at LPL Financial LLC (2002–2016). Before joining Gainspoletti Wealth Planners Advisory in 2025, Gary Gainspoletti was registered through Raymond James Financial Services Advisors, Inc and LPL Financial LLC.
- Gainspoletti Wealth PlannersCurrent– present · 1 yearCleveland, MS · Adviser representative · Firm CRD 333768
- Raymond James Financial Services Advisors, Inc– · 9 yearsCleveland, MS · Adviser representative · Firm CRD 149018
- LPL Financial LLC– · 13 yearsCleveland, MS · Adviser representative · Firm CRD 6413
- H.D. Vest Advisory Services, Inc– · 5 yearsCleveland, MS · Adviser representative · Firm CRD 104556
Professional designations
Listed by Gainspoletti Wealth Planners Advisory
- Certified Public Accountant (CPA)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Gary Gainspoletti is registered as an investment adviser representative in 3 states. Each was approved in May 2025.
- LouisianaSince 7 May 2025
- MississippiSince 7 May 2025
- TexasSince 7 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 September 2001 |
| Series 7 | General Securities Representative Examination | 2 September 1999 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 31 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 August 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gary Michael Gainspoletti
- CRD
- 2766454
- Firm
- Gainspoletti Wealth Planners Advisory · CRD 333768
- Role
- President
- Office
- 805 W SUNFLOWER RD, Cleveland, MS 38732
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- gainspoletti.com
Where does Gary Gainspoletti work?
Gary Gainspoletti has been President of Gainspoletti Wealth Planners Advisory LLC since March 2025, and is a control person of the firm.
Is Gary Gainspoletti a financial advisor?
Yes. Gary Gainspoletti has a current investment-adviser registration in Louisiana, Mississippi and Texas, through Gainspoletti Wealth Planners Advisory since May 2025.
How many years of experience does Gary Gainspoletti have?
Gary Gainspoletti has 30 years in the financial industry, since August 1996, across 4 adviser firms.
What exams has Gary Gainspoletti passed?
Gary Gainspoletti has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 7 and Series 24. The earliest, the Series 63, was passed in August 1996. FINRA credited Gary Gainspoletti with the SIE, which began in October 2018.
Where did Gary Gainspoletti work before Gainspoletti Wealth Planners Advisory?
Before Gainspoletti Wealth Planners Advisory, Gary Gainspoletti was registered through LPL Financial LLC, October 2002 to February 2016; H.D. Vest Advisory Services, Inc, February 1997 to December 2002.
Where is Gary Gainspoletti based?
Gary Gainspoletti’s registered office is in Cleveland, MS.
Is Gary Gainspoletti registered with FINRA?
Yes. Gary Gainspoletti has a current broker registration, under CRD 2766454.
Source: FINRA BrokerCheck
Is Gary Gainspoletti a CFP?
Gainspoletti Wealth Planners Advisory lists Gary Gainspoletti with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Gary Gainspoletti, CPA, CFP® biography, gainspoletti.com
How can I verify Gary Gainspoletti’s record?
Search CRD 2766454 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gary Gainspoletti’s full registration record.