Mosley Wealth Management provides portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Mosley Wealth Management reports 707 clients. They include 624 individual clients and 83 high-net-worth individuals. Of its assets, 99.3% ($278M across 1,373 accounts) are managed with discretion; $1.88M across 20 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 63% |
| High-net-worth individuals | 12% | 37% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 624 | $177M | 63.3% | $284K |
| High-net-worth individuals | 83 | $102M | 36.7% | $1.23M |
| Total | 707 | $279M | 100% | $395K |
- Clients
- 624
- Regulatory AUM
- $177M
- AUM share
- 63.3%
- Avg. per client
- $284K
- Clients
- 83
- Regulatory AUM
- $102M
- AUM share
- 36.7%
- Avg. per client
- $1.23M
Total
- Clients
- 707
- Regulatory AUM
- $279M
- AUM share
- 100%
- Avg. per client
- $395K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Mosley Wealth Management charges up to 1.85% a year for its Investment Management & Financial Planning Services. The fee is billed in arrears. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited-scope consulting fees are negotiated for each project, vary with its extent and complexity, and are billed as services are rendered.
Felton Mosley owns 50% to 75% of Mosley Wealth Management. The leadership team of Mosley Wealth Management includes President Travis Hawley and Chief Compliance Officer Christopher Radford. It has 15 employees, 10 of them in advisory roles.
Leadership
- Travis HawleyVice President
- Christopher RadfordPresident/CEO/Chief Compliance Officer
- Felton MosleyFounder
- Suzan MosleyShareholder
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Gary Dean Farrell
- Travis Bradford Hawley
- Andrew Douglas Laurin
- Kevin Michael McCloskey
- Samantha Diane Morton
- Felton Thomas Mosley
- Christopher Blake Radford
- Nicholas Antonio Rivera
- Roberto Romero Leon
- Geoffrey Allen Schuller
- Ryan Michael Tice
- Aaron Lucas Wirohusodo
Staff
- 15 employees
- 10 in advisory functions
- 10 state-registered reps
- 10 insurance agents
- Owns 50% to 75% of Mosley Wealth Management, Inc.
Felton Mosley
Control person · since January 2022
- Owns 25% to 50% of Mosley Wealth Management, Inc.
Suzan Mosley
Control person · since January 2022
- Owns 10% to 25% of Mosley Wealth Management, Inc.
Christopher Radford
Control person · since July 2025
Mosley Wealth Management’s regulatory assets grew 2.2× from $127M (February 2024) to $279M (September 2026); clients rose from 426 to 707 and employees from 12 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $279M | 707 | 15 | 5 |
| July 2025 | $185M | 502 | 15 | 5 |
| February 2024 | $127M | 426 | 12 | 5 |
Besides its headquarters, Mosley Wealth Management has 4 offices, with 5 listed addresses in California.
California · 5 listed addresses
- 2401 E. Katella Avenue, Suite 270, AnaheimHQ
- 3602 Inland Empire BLVD.,, Ontario
- 9820 Willow Creek RD.,, San Diego
- 444 E. Huntington DR., Arcadia
- 6345 Balboa BLVD, Encino
Contact and registration details
- Legal name
- Mosley Wealth Management, Inc.
- Headquarters
- 2401 E. Katella Avenue, Suite 270, Anaheim, CA 92806
- Website
- mosleywealthmanagement.com
- Phone
- 714-421-4288
- @mosley-wealth-management
- SEC file
- 801-129053
- Structure
- California corporation
- Fiscal year end
- December
Mosley Wealth Management uses Charles Schwab ($279M) as custodian for its separately managed accounts. Mosley Wealth Management has custody of $84.1M in client assets for 355 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $279M100%
At year end, Mosley Wealth Management’s separately managed accounts were mostly in funds (78%) and stocks (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $314M across 781 positions; the largest are Peakshares Sector Rotation ETF (6.5%), Schwab Fundamental International Equity ETF (5.6%) and Vanguard Mega Cap ETF (4.4%).
What the accounts hold
- Stocks17%
- Funds78%
- Cash3%
- Other2%
- Reits2%
Reported 13F holdings
- $314M
- Reported 13F value
- 781
- Positions
- 39.6%
- In the 10 largest
- +42.3%
- Value vs. prior quarter
- Peakshares Sector Rotation ETFETF6.5%
- Schwab Fundamental International Equity ETFETF5.6%
- Vanguard Mega Cap ETFETF4.4%
- Wisdomtree Floating Rate Treasury FundETF4.0%
- Vanguard Growth ETFETF3.8%
- Vanguard Health Care ETFETF3.5%
- Vanguard Financials ETFETF3.4%
- Apple Inc.3.3%
- Fidelity Momentum Factor ETFETF2.7%
- iShares Core S&P 500 ETFETF2.5%
Together, the ten largest are 39.6% of reported value.
How many clients does Mosley Wealth Management have?
Mosley Wealth Management has 707 clients and manages $279 million for them, as of September 2026. They include 624 individual clients and 83 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026
What services does Mosley Wealth Management offer?
Mosley Wealth Management provides portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Mosley Wealth Management charge?
Mosley Wealth Management charges up to 1.85% a year for its Investment Management & Financial Planning Services. The fee is billed in arrears.
Which custodians does Mosley Wealth Management use?
Mosley Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $279M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026
How many financial advisors does Mosley Wealth Management have?
Mosley Wealth Management has 10 investment adviser representatives registered with state securities authorities, out of 15 employees, and 10 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 10 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mosley Wealth Management invest in?
At the end of its last fiscal year, Mosley Wealth Management’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 3% cash and equivalents and 2% other. The 2% other category is described as: Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mosley Wealth Management?
Mosley Wealth Management’s direct owners are Felton Mosley (50% to 75%), Christopher Radford (10% to 25%) and Suzan Mosley (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 29 September 2026
How does Mosley Wealth Management get paid?
Mosley Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Mosley Wealth Management registered with the SEC?
Yes, Mosley Wealth Management has been registered with the SEC as an investment adviser since 20 November 2023. Its CRD number is 318592 and its SEC file number is 801-129053.
Source: Form ADV Part 1A, Item 1, filed 29 September 2026; IAPD firm record
How do I contact Mosley Wealth Management?
Mosley Wealth Management’s main office is at 2401 E. Katella Avenue, Suite 270, Anaheim, CA 92806. Its phone number is 714-421-4288. Its website is mosleywealthmanagement.com.