TMB Capital Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
TMB Capital Partners reports 432 clients. They include 346 individual clients, 63 high-net-worth individuals, and 23 corporations and other businesses. Of its assets, 100.0% ($868M across 456 accounts) are managed with discretion. It advised 17 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 21% |
| High-net-worth individuals | 15% | 43% |
| Banking or thrift institutions | Fewer than 5 | <1% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | 10% |
| Other client typesCorporations and other businesses | 5% | 25% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 346 | $185M | 21.4% | $536K |
| High-net-worth individuals | 63 | $375M | 43.3% | $5.96M |
| Banking or thrift institutions | Fewer than 5 | $1.3M | 0.1% | — |
| Pension and profit-sharing plans | Fewer than 5 | $1.86M | 0.2% | — |
| Charitable organizations | Fewer than 5 | $87.5M | 10.1% | — |
| Corporations and other businesses | 23 | $216M | 24.9% | $9.4M |
| Total | 432 | $868M | 100% | — |
- Clients
- 346
- Regulatory AUM
- $185M
- AUM share
- 21.4%
- Avg. per client
- $536K
- Clients
- 63
- Regulatory AUM
- $375M
- AUM share
- 43.3%
- Avg. per client
- $5.96M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.3M
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.86M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $87.5M
- AUM share
- 10.1%
- Avg. per client
- —
- Clients
- 23
- Regulatory AUM
- $216M
- AUM share
- 24.9%
- Avg. per client
- $9.4M
Total
- Clients
- 432
- Regulatory AUM
- $868M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 17
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
TMB Capital Partners charges 0.40%–1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement plan advisory services
- Retirement plan advisory fees are an annual asset-based fee of up to 1.00%, billed monthly or quarterly.
TMB Capital Partners Holding Company LLC owns 75% or more of TMB Capital Partners and is in turn owned by Scott Tabor (50–75%) and William McMillan (25–50%). The leadership team of TMB Capital Partners includes Chief Compliance Officer Scott Tabor. It has 6 employees, 4 of them in advisory roles.
Leadership
Scott TaborPrincipal and Chief Compliance Officer
Benjamin BaileyPrincipal
William McMillanPrincipal
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- Owns 75% or more of TMB Capital Partners, LLC
TMB Capital Partners Holding Company LLC
Control person · since March 2025
- Owns 50% to 75% of TMB Capital Partners Holding Company LLC
Scott Tabor
Control person · since March 2025
- Owns 25% to 50% of TMB Capital Partners Holding Company LLC
William McMillan
Control person · since March 2025
TMB Capital Partners’ regulatory assets grew Infinity× from $0 (May 2025) to $868M (September 2026); employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $868M | 432 | 6 | 1 |
| May 2025 | $0 | 0 | 6 | 1 |
Besides its headquarters, TMB Capital Partners has 0 offices, with 1 listed address in Arkansas.
Arkansas · 1 listed address
- 2226 Cottondale LN, Ste 110, Little RockHQ
Contact and registration details
- Legal name
- TMB Capital Partners, LLC
- Headquarters
- 2226 Cottondale LN, Ste 110, Little Rock, AR 72202
- Website
- tmbcapitalpartners.com
- Phone
- 501-671-1140
- @tmbcapitalpartners
- SEC file
- 801-132649
- Structure
- Arkansas LLC
- Fiscal year end
- December
TMB Capital Partners uses Raymond James ($868M) as custodian for its separately managed accounts. TMB Capital Partners does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg,, FL · $868M100%
At year end, TMB Capital Partners’ separately managed accounts were largely in stocks (34%) and funds (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $321M across 177 positions; the largest are Vanguard Index Fds (8.3%), Vanguard Tax-managed Fds (5.3%) and Walmart Inc. (4.9%).
What the accounts hold
- Stocks34%
- Exchange-traded equities27%
- Non-exchange-traded equities7%
- Funds31%
- Registered funds18%
- Pooled vehicles13%
- Bonds14%
- State and local bonds7%
- U.S. government and agency bonds3%
- High-yield corporate bonds3%
- Investment grade corporate bonds1%
- Cash15%
- Other6%
- Reits6%
Reported 13F holdings
- $321M
- Reported 13F value
- 177
- Positions
- 39.6%
- In the 10 largest
- +7.8%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs8.3%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt5.3%
- Walmart Inc.4.9%
- Expand Energy Corporation4.3%
- iShares TR · Core S&P Scp ETF3.2%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF3.1%
- Texas Pacific Land Corporati2.8%
- Vanguard Index Fds · Value ETF2.8%
- Apple Inc.2.7%
- JPMORGAN Chase & CO2.1%
Together, the ten largest are 39.6% of reported value.
How many clients does TMB Capital Partners have?
TMB Capital Partners has 432 clients and manages $868 million for them, as of September 2026. They include 346 individual clients, 63 high-net-worth individuals, and 23 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026
What services does TMB Capital Partners offer?
TMB Capital Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does TMB Capital Partners charge?
TMB Capital Partners charges 0.40%–1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: TMB CAPITAL PARTNERS, LLC DISCLOSURE BROCHURE, filed 15 September 2026
Which custodians does TMB Capital Partners use?
TMB Capital Partners’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg,, FL), with $868M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026
How many financial advisors does TMB Capital Partners have?
TMB Capital Partners has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TMB Capital Partners invest in?
At the end of its last fiscal year, TMB Capital Partners’ separately managed accounts held 27% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents, 13% pooled vehicles (private funds and similar), 7% non-exchange-traded equities, 7% state and local bonds, 6% other, 3% U.S. government and agency bonds, 3% high-yield corporate bonds and 1% investment grade corporate bonds. The 6% other category is described as: Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TMB Capital Partners?
TMB Capital Partners is owned through a holding company by William McMillan and Scott Tabor. Its direct owner is TMB Capital Partners Holding Company LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 September 2026
How does TMB Capital Partners get paid?
TMB Capital Partners is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is TMB Capital Partners registered with the SEC?
Yes, TMB Capital Partners has been registered with the SEC as an investment adviser since 30 April 2025. Its CRD number is 335750 and its SEC file number is 801-132649.
Source: Form ADV Part 1A, Item 1, filed 15 September 2026; IAPD firm record
How do I contact TMB Capital Partners?
TMB Capital Partners’ main office is at 2226 Cottondale LN, Ste 110, Little Rock, AR 72202. Its phone number is 501-671-1140. Its website is tmbcapitalpartners.com.