Scott Tabor has been Principal and Chief Compliance Officer of TMB Capital Partners since March 2025, is a control person of the firm and directly owns under 5% of it. Scott Tabor holds a Bachelor's degree in business and finance from the University of Arkansas at Fayetteville.
TMB Capital Partners, LLC is a Little Rock, AR firm with $868M under management, 432 clients and 4 advisers in one office, as of its September 2026 filing.
Scott Tabor is Co-Founder, Principal and Chief Compliance Officer of TMB Capital Partners. He has been a financial advisor with TMB Capital Partners, formerly Morgan Keegan, since 1992. With over 30 years of experience in the financial services industry, he helps individuals and businesses with estate and retirement planning, succession planning, portfolio management and comprehensive financial planning.
Scott Tabor’s longest registration was 16 years at Morgan Keegan & Company, Inc. (1996–2013). Before joining TMB Capital Partners in 2025, Scott Tabor was registered through Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc.
- TMB Capital Partners, LLCCurrent– present · 1 yearLittle Rock, AR · Adviser representative · Firm CRD 335750
- Raymond James & Associates, Inc.– · 12 yearsLittle Rock, AR · Adviser representative · Firm CRD 705
- Morgan Keegan & Company, Inc.– · 16 yearsLittle Rock, AR · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
Scott Tabor is registered as an investment adviser representative in 2 states. The first approvals date from July 2025; the most recent is Texas, in October 2025.
- ArkansasSince 1 July 2025
- TexasSince 24 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 October 2011 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 6 December 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 May 1992 |
| Series 7 | General Securities Representative Examination | 4 May 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Edward Tabor
- CRD
- 2233071
- Firm
- TMB Capital Partners · CRD 335750
- Role
- Principal and Chief Compliance Officer
- Office
- 2226 COTTONDALE LN, STE 110, Little Rock, AR 72202
- Registration
- Investment adviser registration
- In the industry since
- May 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tmbcapitalpartners.com
Where does Scott Tabor work?
Scott Tabor has been Principal and Chief Compliance Officer of TMB Capital Partners, LLC since March 2025, and is a control person of the firm.
Is Scott Tabor a financial advisor?
Yes. Scott Tabor has a current investment-adviser registration in Arkansas and Texas, through TMB Capital Partners since July 2025.
How many years of experience does Scott Tabor have?
Scott Tabor has 34 years in the financial industry, since May 1992, across 3 adviser firms.
What exams has Scott Tabor passed?
Scott Tabor has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 9 and Series 10. The earliest, the Series 7, was passed in May 1992. FINRA credited Scott Tabor with the SIE, which began in October 2018.
Where did Scott Tabor work before TMB Capital Partners?
Before TMB Capital Partners, Scott Tabor was registered through Raymond James & Associates, Inc., February 2013 to July 2025; Morgan Keegan & Company, Inc., March 1996 to February 2013.
Where is Scott Tabor based?
Scott Tabor’s registered office is in Little Rock, AR.
Is Scott Tabor registered with FINRA?
No. Scott Tabor has no current broker registration.
How can I verify Scott Tabor’s record?
Search CRD 2233071 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Tabor’s full registration record.
