Benjamin Bailey has been Principal of TMB Capital Partners since March 2025, is a control person of the firm and directly owns under 5% of it. Benjamin Bailey holds a Bachelor's degree in finance from the University of Arkansas at Fayetteville.
TMB Capital Partners, LLC is a Little Rock, AR firm with $868M under management, 432 clients and 4 advisers in one office, as of its September 2026 filing.
Ben A. Bailey is Co-Founder and Principal of TMB Capital Partners. He oversees the team's education and marketing, leads the team on new practice management initiatives and longevity planning services, and serves as a co-portfolio manager on the team's proprietary investment models. He joined TMB Capital Partners, formerly Morgan Keegan, in 2006, and has over 17 years of experience in the financial services industry.
Benjamin Bailey’s longest registration was 12 years at Raymond James & Associates, Inc. (2013–2025). Before joining TMB Capital Partners in 2025, Benjamin Bailey was registered through Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc.
- TMB Capital Partners, LLCCurrent– present · 1 yearLittle Rock, AR · Adviser representative · Firm CRD 335750
- Raymond James & Associates, Inc.– · 12 yearsLittle Rock, AR · Adviser representative · Firm CRD 705
- Morgan Keegan & Company, Inc.– · 6 yearsLittle Rock, AR · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
Benjamin Bailey is registered as an investment adviser representative in 2 states. The first approvals date from July 2025; the most recent is Texas, in October 2025.
- ArkansasSince 1 July 2025
- TexasSince 24 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 October 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 2006 |
| Series 7 | General Securities Representative Examination | 21 July 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin Andrew Bailey
- CRD
- 5171116
- Firm
- TMB Capital Partners · CRD 335750
- Role
- Principal
- Office
- 2226 COTTONDALE LN, STE 110, Little Rock, AR 72202
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tmbcapitalpartners.com
Where does Benjamin Bailey work?
Benjamin Bailey has been Principal of TMB Capital Partners, LLC since March 2025, and is a control person of the firm.
Is Benjamin Bailey a financial advisor?
Yes. Benjamin Bailey has a current investment-adviser registration in Arkansas and Texas, through TMB Capital Partners since July 2025.
How many years of experience does Benjamin Bailey have?
Benjamin Bailey has 20 years in the financial industry, since July 2006, across 3 adviser firms.
What exams has Benjamin Bailey passed?
Benjamin Bailey has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in July 2006. FINRA credited Benjamin Bailey with the SIE, which began in October 2018.
Where did Benjamin Bailey work before TMB Capital Partners?
Before TMB Capital Partners, Benjamin Bailey was registered through Raymond James & Associates, Inc., February 2013 to July 2025; Morgan Keegan & Company, Inc., November 2006 to February 2013.
Where is Benjamin Bailey based?
Benjamin Bailey’s registered office is in Little Rock, AR.
Is Benjamin Bailey registered with FINRA?
No. Benjamin Bailey has no current broker registration.
How can I verify Benjamin Bailey’s record?
Search CRD 5171116 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Bailey’s full registration record.
