Top 10 financial advisor firms in Little Rock

22 SEC-registered financial advisor firms are headquartered in Little Rock, AR, with $14.1B in combined regulatory assets under management. The largest by assets are Naviter Wealth ($1.87B), Stephens Group Asset Management ($1.7B) and Legacy Capital Wealth Partners ($1.52B).

22
Financial advisor firms: $14.1B
Their combined AUM: $396M
Median firm AUM: 3,818
Clients of the top 10

The 10 largest by assets

1
Naviter Wealth
RIA
$1.87B
Regulatory AUM
2
Stephens Group Asset Management
RIA
$1.7B
Regulatory AUM
3
Legacy Capital Wealth Partners
RIA
$1.52B
0.50% to 1.50% a year
4
Foundation Resource Management
RIA
$1.14B
Regulatory AUM
5
Bass and Bell
RIA
$1.02B
Up to 0.90%
6
Lathrop Investment Management
RIA
$1.01B
0.50% to 1.00% a year
7
The Arkansas Financial Group
RIA
$971M
0.25% to 0.90% a year
8
TMB Capital Partners
RIA
$868M
0.40% to 1.00% a year
9
Gilliland Jeter Wealth Management
RIA
$569M
1.00% to 2.00%
10
Ifrah Financial Services
RIA
$489M
1.00% to 1.50% a year

Profiles of the top 10

No. 1 · RIA

Naviter Wealth

Naviter Wealth is an investment adviser based in Little Rock, AR, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses. Its regulatory assets under management total $1.87 billion, as filed on 4 September 2026.

Regulatory AUM: $1.87B
Clients: 361
Advisory staff: 13
Custodians: Charles Schwab
Headquarters: 1 Information Way, Suite 400, Little Rock, AR 72202
Phone: 501-333-9800
Website: naviterwealth.com

No. 2 · RIA

Stephens Group Asset Management

Stephens Group Asset Management is an investment adviser based in Little Rock, AR, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.7 billion, as filed on 27 March 2026.

Regulatory AUM: $1.7B
Clients: 225
Advisory staff: 4
Custodians: Charles Schwab
Headquarters: 100 River Bluff Drive, Suite 220, Little Rock, AR 72202-2215
Phone: 501-246-7500
Website: sgassetmgt.com

No. 3 · RIA

Legacy Capital Wealth Partners

Legacy Capital Wealth Partners is an investment adviser based in Little Rock, AR, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.52 billion, as filed on 29 September 2026.

Legacy Capital Wealth Partners charges 0.50%–1.50% a year for its Investment Management Services.

Regulatory AUM: $1.52B
Clients: 680
Advisory staff: 17
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 8315 Cantrell Road, Suite 200, Little Rock, AR 72227
Phone: 501-376-7878
Website: legacycapitalwp.com

No. 4 · RIA

Foundation Resource Management

Foundation Resource Management is an investment adviser based in Little Rock, AR, registered with the SEC since 2001. It provides investment management. Its clients include high-net-worth individuals, charitable organizations, and corporations and other businesses. Its regulatory assets under management total $1.14 billion, as filed on 30 March 2026.

Regulatory AUM: $1.14B
Clients: 250
Advisory staff: 6
Custodians: Charles Schwab, Fidelity
Headquarters: 401 W. Capitol, Suite 503, Little Rock, AR 72201
Phone: 501-534-2675
Website: frmlr.com

No. 5 · RIA

Bass and Bell

Bass and Bell is an investment adviser based in Little Rock, AR, registered with the SEC since 2019. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $1.02 billion, as filed on 25 March 2026.

Bass and Bell charges up to 0.90% for its Portfolio management fees. The brochure does not state whether the rate is annual.

Regulatory AUM: $1.02B
Clients: 373
Advisory staff: 6
Founded: 2019
Fee schedule: Up to 0.90%
Custodians: Raymond James
Headquarters: 1 Information Way, Suite 200, Little Rock, AR 72202
Phone: 501-664-4170
Website: bassandbell.com

No. 6 · RIA

Lathrop Investment Management

Lathrop Investment Management is an investment adviser based in Little Rock, AR, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $1.01 billion, as filed on 25 March 2026.

Lathrop Investment Management charges 0.50%–1.00% a year for its Asset-based advisory fee.

Regulatory AUM: $1.01B
Clients: 235
Advisory staff: 3
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 500 Pleasant Valley Drive, Building D-101, Little Rock, AR 72227
Phone: 501-227-4930
Website: limc.com

No. 7 · RIA

The Arkansas Financial Group

The Arkansas Financial Group is an investment adviser based in Little Rock, AR, registered with the SEC since 1985. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $971 million, as filed on 4 September 2026.

The Arkansas Financial Group charges 0.25%–0.90% a year for its Investment management fee.

Regulatory AUM: $971M
Clients: 367
Advisory staff: 5
Founded: 1982
Fee schedule: 0.25% to 0.90% a year
Custodians: Fidelity
Headquarters: 1001 N. University Ave., Suite 200, Little Rock, AR 72207-6366
Phone: 501-376-9051
Website: arkansasfinancial.com

No. 8 · RIA

TMB Capital Partners

TMB Capital Partners is an investment adviser based in Little Rock, AR, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $868 million, as filed on 15 September 2026.

TMB Capital Partners charges 0.40%–1.00% a year for its Wealth Management Services.

Regulatory AUM: $868M
Clients: 432
Advisory staff: 4
Fee schedule: 0.40% to 1.00% a year
Custodians: Raymond James
Headquarters: 2226 Cottondale LN, Ste 110, Little Rock, AR 72202
Phone: 501-671-1140
Website: tmbcapitalpartners.com

No. 9 · RIA

Gilliland Jeter Wealth Management

Gilliland Jeter Wealth Management is an investment adviser based in Little Rock, AR, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $569 million, as filed on 16 July 2026.

Gilliland Jeter Wealth Management charges 1.00%–2.00% for its Portfolio management. The brochure does not state whether the rate is annual.

Regulatory AUM: $569M
Clients: 297
Advisory staff: 3
Founded: 2022
Fee schedule: 1.00% to 2.00%
Custodians: Raymond James
Headquarters: 5619 R Street, Little Rock, AR 72207
Phone: 501-902-4951
Website: gillilandjeter.com

No. 10 · RIA

Ifrah Financial Services

Ifrah Financial Services is an investment adviser based in Little Rock, AR, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $489 million, as filed on 30 September 2026.

Ifrah Financial Services charges 1.00%–1.50% a year for its Investment supervisory services.

Regulatory AUM: $489M
Clients: 598
Advisory staff: 9
Founded: 2006
Fee schedule: 1.00% to 1.50% a year
Headquarters: 17300 Chenal Parkway, Suite 150, Little Rock, AR 72223-5876
Phone: 501-821-7733
Website: ifrahfinancial.com

Questions about financial advisors in Little Rock

How many financial advisor firms are headquartered in Little Rock?

22 SEC-registered financial advisor firms report their principal office in Little Rock, AR, managing $14.1B in regulatory assets between them. The other 10 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Little Rock?

Naviter Wealth, with $1.87B in regulatory assets under management on its latest Form ADV. The next largest are Stephens Group Asset Management ($1.7B) and Legacy Capital Wealth Partners ($1.52B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Little Rock?

The median firm manages $396M in regulatory assets. That is the midpoint of the 22 firms headquartered in Little Rock.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Little Rock charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.90% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Little Rock?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Little Rock has 22 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Little Rock

Top financial advisor firms in other Arkansas cities