Lathrop Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Lathrop Investment Management reports 235 clients. They include 150 high-net-worth individuals, 79 individual clients, and 6 pension and profit-sharing plans. Of its assets, 75.9% ($766M across 835 accounts) are managed with discretion; $244M across 1 account is not. Of its clients, 2% are outside the U.S. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 34% | 5% |
| High-net-worth individuals | 64% | 58% |
| Pension and profit-sharing plans | 3% | 34% |
| Charitable organizations | Fewer than 5 | 1% |
| Corporations and other businesses | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 79 | $47.3M | 4.7% | $598K |
| High-net-worth individuals | 150 | $584M | 57.8% | $3.89M |
| Pension and profit-sharing plans | 6 | $339M | 33.6% | $56.5M |
| Charitable organizations | Fewer than 5 | $11M | 1.1% | — |
| Corporations and other businesses | Fewer than 5 | $28.2M | 2.8% | — |
| Total | 235 | $1.01B | 100% | — |
- Clients
- 79
- Regulatory AUM
- $47.3M
- AUM share
- 4.7%
- Avg. per client
- $598K
- Clients
- 150
- Regulatory AUM
- $584M
- AUM share
- 57.8%
- Avg. per client
- $3.89M
- Clients
- 6
- Regulatory AUM
- $339M
- AUM share
- 33.6%
- Avg. per client
- $56.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $11M
- AUM share
- 1.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $28.2M
- AUM share
- 2.8%
- Avg. per client
- —
Total
- Clients
- 235
- Regulatory AUM
- $1.01B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Lathrop Investment Management charges 0.50%–1.00% a year for its Asset-based advisory fee. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $5,000 annual minimum.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1M | 0.75% |
| $1M and above | 0.50% |
Fee details and sources
GCL Holdings Inc owns 50% to 75% of Lathrop Investment Management and is in turn owned by Eva Lathrop (75% or more). The leadership team of Lathrop Investment Management includes President James Havens and Chief Compliance Officer Ryan Gattin. It has 5 employees, 3 of them in advisory roles.
Leadership
- James HavensPresident
- Ryan GattinChief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Ryan Mitchell Gattin
- James Wesley Havens
- Andrew Arthur Lagrone
Staff
- 5 employees
- 3 in advisory functions
- Owns 50% to 75% of Lathrop Investment Management Company
GCL Holdings Inc
Control person · since January 2025
- Owns 75% or more of GCL Holdings Inc
Eva Lathrop
Control person · since January 2025
- Owns 25% to 50% of Lathrop Investment Management Company
James Havens
Control person · since December 2024
Lathrop Investment Management’s regulatory assets grew from $937M (February 2025) to $1.01B (March 2026); clients were 235 in both filings and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.01B | 235 | 5 | 1 |
| February 2025 | $937M | 234 | 6 | 1 |
Besides its headquarters, Lathrop Investment Management has 0 offices, with 1 listed address in Arkansas.
Arkansas · 1 listed address
- 500 Pleasant Valley Drive, Building D-101, Little RockHQ
Contact and registration details
- Legal name
- Lathrop Investment Management Company
- Headquarters
- 500 Pleasant Valley Drive, Building D-101, Little Rock, AR 72227
- Website
- limc.com
- Phone
- 501-227-4930
- SEC file
- 801-131853
- Structure
- Arkansas LLC
- Fiscal year end
- December
Lathrop Investment Management uses Charles Schwab ($932M) as custodian for its separately managed accounts. Lathrop Investment Management has custody of $10.3M in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $932M100%
At year end, Lathrop Investment Management’s separately managed accounts were mostly in stocks (76%). Its reported 13F holdings for the quarter ended 30 June 2026 total $565K across 89 positions; the largest are Wal-mart Stores Inc. (4.4%), Cisco Systems Inc. (4.3%) and Analog Devices Inc. (4.1%).
What the accounts hold
- Stocks76%
- Funds9%
- Pooled vehicles6%
- Registered funds3%
- Bonds7%
- U.S. government and agency bonds3%
- Investment grade corporate bonds3%
- State and local bonds1%
- Cash7%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $565K
- Reported 13F value
- 89
- Positions
- 36.3%
- In the 10 largest
- +5.7%
- Value vs. prior quarter
- Wal-mart Stores Inc.4.4%
- Cisco Systems Inc.4.3%
- Analog Devices Inc.4.1%
- Apple Inc.3.6%
- Rtx Corp.3.5%
- Labcorp Holdings Inc.3.4%
- Kinder Morgan Inc. P3.3%
- Microsoft Corp.3.3%
- Johnson Controls International PLC3.2%
- Acuity Brands Inc.3.2%
Together, the ten largest are 36.3% of reported value.
How many clients does Lathrop Investment Management have?
Lathrop Investment Management has 235 clients and manages $1.01 billion for them, as of March 2026. They include 150 high-net-worth individuals, 79 individual clients, and 6 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Lathrop Investment Management offer?
Lathrop Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Lathrop Investment Management charge?
Lathrop Investment Management charges 0.50%–1.00% a year for its Asset-based advisory fee. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $5,000 annual minimum.
Which custodians does Lathrop Investment Management use?
Lathrop Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $932M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Lathrop Investment Management have?
Lathrop Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lathrop Investment Management invest in?
At the end of its last fiscal year, Lathrop Investment Management’s separately managed accounts held 76% exchange-traded equities, 7% cash and equivalents, 6% pooled vehicles (private funds and similar), 3% U.S. government and agency bonds, 3% investment grade corporate bonds, 3% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lathrop Investment Management?
Lathrop Investment Management is owned through a holding company by Eva Lathrop. Its direct owners are James Havens (25% to 50%) and GCL Holdings Inc (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Lathrop Investment Management get paid?
Lathrop Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Lathrop Investment Management registered with the SEC?
Yes, Lathrop Investment Management has been registered with the SEC as an investment adviser since 12 December 2024. Its CRD number is 334458 and its SEC file number is 801-131853.
Source: Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record
How do I contact Lathrop Investment Management?
Lathrop Investment Management’s main office is at 500 Pleasant Valley Drive, Building D-101, Little Rock, AR 72227. Its phone number is 501-227-4930. Its website is limc.com.