Zachary Sokora has been an investment adviser representative at TMB Capital Partners since July 2025, and is not listed among the firm’s executive officers or direct owners.
TMB Capital Partners, LLC is a Little Rock, AR firm with $868M under management, 432 clients and 4 advisers in one office, as of its September 2026 filing.
Zachary Sokora’s longest registration was 1 year at Stephens (2023–2024). Before joining TMB Capital Partners in 2025, Zachary Sokora was registered through Raymond James & Associates, Inc. and Stephens.
- TMB Capital Partners, LLCCurrent– present · 1 yearLittle Rock, AR · Adviser representative · Firm CRD 335750
- Raymond James & Associates, Inc.– · 1 yearLittle Rock, AR · Adviser representative · Firm CRD 705
- Stephens– · 1 yearLittle Rock, AR · Adviser representative · Firm CRD 3496
Investment adviser representative registrations
Zachary Sokora is registered as an investment adviser representative in 2 states. The first approvals date from July 2025; the most recent is Texas, in October 2025.
- ArkansasSince 1 July 2025
- TexasSince 24 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 January 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 November 2019 |
| Series 7TO | General Securities Representative Examination | 16 October 2019 |
| SIE | Securities Industry Essentials Examination | 30 August 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7162495
- Firm
- TMB Capital Partners · CRD 335750
- Office
- 2226 COTTONDALE LN, STE 110, Little Rock, AR 72202
- Registration
- Investment adviser registration
- In the industry since
- October 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Zachary Sokora work?
Zachary Sokora is an investment adviser representative registered through TMB Capital Partners, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Zachary Sokora a financial advisor?
Yes. Zachary Sokora has a current investment-adviser registration in Arkansas and Texas, through TMB Capital Partners since July 2025.
How many years of experience does Zachary Sokora have?
Zachary Sokora has 7 years in the financial industry, since October 2019, across 3 adviser firms.
What exams has Zachary Sokora passed?
Zachary Sokora has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in August 2019.
Where did Zachary Sokora work before TMB Capital Partners?
Before TMB Capital Partners, Zachary Sokora was registered through Raymond James & Associates, Inc., May 2024 to July 2025; Stephens, January 2023 to May 2024.
Where is Zachary Sokora based?
Zachary Sokora’s registered office is in Little Rock, AR.
Is Zachary Sokora registered with FINRA?
No. Zachary Sokora has no current broker registration.
How can I verify Zachary Sokora’s record?
Search CRD 7162495 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Sokora’s full registration record.
