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Stonex Advisors

Wealth managementBroker-dealer affiliate

Birmingham, ALCRD 174182Updated

Stonex Advisors is an investment adviser based in Birmingham, AL, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $5.09 billion, as filed on 17 June 2026.

$5.09B
AUM
9,843
Clients
$501K
AUM per individual client
220
Advisory staff
156
Offices
2.00%
Annual fee
Up to

From Form ADV filed 17 June 2026SEC record

Services and clients

Stonex Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.

Stonex Advisors reports 9,843 clients. They include 8,721 individual clients, 1,020 high-net-worth individuals, and 96 corporations and other businesses. Of its assets, 74.7% ($3.81B across 11,545 accounts) are managed with discretion; $1.29B across 3,942 accounts are not. It advised 52 clients without assets under management last fiscal year.

Clients and assets by client type
Clients9,843 clients
Assets$5.09B
Share of clients and assets by client type
Client typeClientsAssets
Individuals (other than HNW)89%45%
High-net-worth individuals10%51%
Charitable organizations<1%<1%
State or municipal government entities<1%2%
Corporations and other businesses<1%2%
Client breakdown and activity details
Individuals (other than HNW)
Clients
8,721
Regulatory AUM
$2.28B
AUM share
44.7%
Avg. per client
$261K
High-net-worth individuals
Clients
1,020
Regulatory AUM
$2.6B
AUM share
51.1%
Avg. per client
$2.55M
Charitable organizations
Clients
3
Regulatory AUM
$3.69M
AUM share
0.1%
Avg. per client
$1.23M
State or municipal government entities
Clients
3
Regulatory AUM
$85.8M
AUM share
1.7%
Avg. per client
$28.6M
Corporations and other businesses
Clients
96
Regulatory AUM
$122M
AUM share
2.4%
Avg. per client
$1.28M

Total

Clients
9,843
Regulatory AUM
$5.09B
AUM share
100%
Avg. per client
$517K
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
52
Private funds advised
0
Financial planning clients last fiscal year
51–100

Fees and minimums

Stonex Advisors charges up to 2.00% a year for its Asset Management Services; its fees and minimums are set out in its brochures on the SEC website.

Ownership and people

Stonex Group Inc. owns 75% or more of Stonex Advisors. Marcus Richardson is CEO; the leadership team includes Chief Financial Officer Joseph Porzio and Chief Compliance Officer Brian Parker. It has 220 employees.

Leadership

Investment adviser representatives

234 representatives listed in the SEC register as of 9 October 2026.

  • Gustavo Enrique Alfonso
  • David William Allen
  • Michael Steven Ames
  • Thomas Raymond Bahmer III
  • Connor John Bain
  • Ted Wesley Baird
  • Thomas Joseph Barko
  • Todd A. Baxter
  • Kristyn Spates Bayles
  • Stephen Anthony Beam
  • Randall Keith Beard
  • John Rosario Benfanti JR

Staff

  • 220 employees
  • 220 in advisory functions
  • 215 state-registered reps
  • 220 broker-dealer reps
  • 181 insurance agents
Who owns the firm
Stonex Advisors Inc.· the adviser

  • Stonex Group Inc.

    Control person · since July 2016

    Owns 75% or more of Stonex Advisors Inc.

Growth and acquisitions

Stonex Advisors’ regulatory assets grew 2.5× from $2.08B (July 2021) to $5.09B (June 2026); clients rose from 8,484 to 9,843 and employees fell from 255 to 220.

By annual filing
Measure
Figures from each annual filing
Stonex Advisors figures from each annual Form ADV filing
FiledRegulatory AUMClientsEmployeesOffices
June 2026$5.09B9,843220156
July 2025$4.52B9,894233148
July 2024$3.32B9,274242154
December 2022$2.53B7,130282174
July 2022$3.15B8,729274165
July 2021$2.08B8,484255152

Offices and registration details

Besides its headquarters, Stonex Advisors has 155 offices (1 private residence, listed without an address), with 25 listed addresses across 12 states.

Listed office addresses by state

Alabama · 5 listed addresses

  • 2 Perimeter Park South, Suite 500 West, BirminghamHQ
  • 1 Perimeter Park South, Birmingham
  • 210 East Tennessee Street, Florence
  • 22787 Hwy 98 E-4, Fairhope
  • 403 Madison Street, Huntsville

Other business names

Stonex Advisors has reported 93 other business names to the SEC.

  • Aberdeen Financial Group
  • Affiliated Financial Planners, LLC
  • Aim Financial Freedom
  • Atlas Private Wealth Partners
  • Axient Investment Advisors, LLC
  • Barko Financial
  • Barnegat Financial
  • Baxter Associates, LLC
  • Blooming Glen Financial
  • Burleson Dawkins Inc.
  • Bussey Capital Management, LLC
  • CWT Financial
Show all 93 names
  • Capital Planning Associates
  • Chad J. Karl
  • Compass Wealth Management, LLC
  • Conservative Concepts, Inc.
  • Corley Wealth Management
  • Cress Wealth Strategies
  • DCP Asset Management, LLC
  • Dilworth Financial Services
  • Eagle Creek Wealth Management, LLC
  • Elledge, Bain, Sides, LLC
  • Emark Financial
  • GLS Financial Consultants, Inc.
  • George Strategic Wealth
  • Grandview Wealth Advisors
  • Grudzinski Financial Services
  • Guardian Wealth Financial
  • Harader Financial Management Group, LLC
  • Hda Wealth Management LLC
  • Henderson Financial Services
  • Henry Wealth Management
  • Hiznay & Associates
  • Hovanic Wealth Solutions
  • IM Wealth Partners
  • Integra Financial
  • Integrarisk Corp
  • Judson Smith Wealth Management
  • KPJ Financial Services
  • Kairos Financial Management
  • Keith Ford and Associates
  • Kennard Financial Services
  • Kevin Dick Asset Management Co
  • Klemme Financial Services
  • LG Investment Solutions, LLC
  • Lake Norman Advisors LLC
  • Lannigan Securities
  • Legacy Investment Planning
  • Lifescope Planning and Investment Services
  • Managed Legacy Wealth Counsel
  • Max Wealth Management
  • Morris Smith Wealth Management
  • Morris, Smith & Hayden Wealth Management
  • Nebel Financial
  • Noveck and Noveck, LLC
  • Nufrio Wealth Management
  • Oak Crest Financial Partners LLC
  • One Source Financial Group
  • Paramount Wealth Management LLC
  • Partners Financial Group, LLC
  • Quirk Investments
  • RJ Investment Solutions
  • RJ Tine Associates LLC
  • RKB Investments
  • Redstone Financial Advisors
  • Regency Finanical Group, LLC
  • Richmond Financial LLC
  • River Financial Services
  • Roberts Wealth Management
  • Ron Coite & Associates
  • Rosenthal Financial Services, LLC
  • Sa Stone Investment Advisors
  • Si Financial Advisors
  • Smart Money Strategies, Inc.
  • Sparger Investments
  • Steven Smith Financial
  • Stone Financial Group, LLC
  • Stonex Wealth Management
  • Strategic Financial Group
  • Street Finanical Services
  • Sturm Financial Services
  • Synergy Wealth Management
  • Tewksbury Financial LLC
  • Tgi Wealth Management
  • Wahfeld Wealth Management Group
  • Wainwright Laventis
  • Wealth Management Solutions
  • Weinberg Wealth Management
  • Williams Wealth Management
  • Willowby Advisors
  • Winkler Hiznay & Associates
  • Wooden Investments
  • Woytowich Wisloski Investment Group

Contact and registration details

Legal name
Stonex Advisors Inc.
Headquarters
2 Perimeter Park South, Suite 500 West, Birmingham, AL 35243
Website
stonex.com
Phone
800-292-2411
X
@StoneX_Official
SEC file
801-80747
Structure
Delaware corporation
Fiscal year end
September

Custodians

Stonex Advisors uses Stonex Financial ($3.44B, 86%) and Pershing ($570M, 14%) as custodians for its separately managed accounts. Stonex Advisors has custody of client assets.

Reported separately managed account assets by custodian
$4.01B
named custodians
  • Stonex FinancialStonex Financial Inc. · Birmingham, AL · $3.44B86%
  • PershingPershing LLC · Jersey City, NJ · $570M14%

Investments and reported holdings

At year end, Stonex Advisors’ separately managed accounts were mostly in funds (69%) and stocks (22%).

What the accounts hold

Separately managed account assets by class, year end
  • Stocks22%
  • Funds69%
    • Registered funds67%
    • Pooled vehicles2%
  • Bonds4%
    • U.S. government and agency bonds2%
    • State and local bonds1%
    • Investment grade corporate bonds1%
  • Cash5%

Common questions

How many clients does Stonex Advisors have?

Stonex Advisors has 9,843 clients and manages $5.09 billion for them, as of June 2026. They include 8,721 individual clients, 1,020 high-net-worth individuals, and 96 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026

What services does Stonex Advisors offer?

Stonex Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How much does Stonex Advisors charge?

Stonex Advisors charges up to 2.00% a year for its Asset Management Services.

Source: SAI ADV2A 121925, filed 22 December 2025

Which custodians does Stonex Advisors use?

Stonex Advisors’ separately managed account assets are held at Stonex Financial Inc. (Birmingham, AL), with $3.44B and Pershing LLC (Jersey City, NJ), with $570M. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 June 2026

How many financial advisors does Stonex Advisors have?

Stonex Advisors has 215 investment adviser representatives registered with state securities authorities, out of 220 employees, and 220 perform investment advisory functions. 220 employees are registered representatives of a broker-dealer and 181 employees are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Stonex Advisors invest in?

At the end of its last fiscal year, Stonex Advisors’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 5% cash and equivalents, 2% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar), 1% state and local bonds and 1% investment grade corporate bonds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Stonex Advisors?

Stonex Advisors’ direct owner is Stonex Group Inc. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 17 June 2026

How does Stonex Advisors get paid?

Stonex Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

How do I contact Stonex Advisors?

Stonex Advisors’ main office is at 2 Perimeter Park South, Suite 500 West, Birmingham, AL 35243. Its phone number is 800-292-2411. Its website is stonex.com.

Source: Form ADV Part 1A, Item 1.F, filed 17 June 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 17 June 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. SAI ADV2A 121925, submitted 22 December 2025.
  3. IAPD firm record, CRD 174182.
  4. SEC registered adviser data, annual Form ADV amendments filed 12 July 2021 to 17 June 2026. Items 1.F and 5.
  5. SEC investment adviser representative register, as of 9 October 2026; loaded 10 October 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

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