Brian Parker has been Chief Compliance Officer of Stonex Advisors since March 2026, is a control person of the firm and directly owns under 5% of it. Brian Parker holds a BS in Finance from the University of Alabama.
Stonex Advisors Inc. is a Birmingham, AL firm with $5.09B under management, 9,843 clients and 220 advisers across 156 offices, as of its June 2026 filing.
Brian Parker is Chief Compliance Officer of StoneX Wealth Management. He joined in 2012 (under Sterne Agee) and previously served as Director of Supervision. Parker built his financial career working in brokerage support and compliance for a large regional firm prior to joining StoneX Wealth.
Brian Parker’s longest registration is the current one, 10 years at Stonex Advisors since 2016. Before joining Stonex Advisors in 2016, Brian Parker was registered through Sterne Agee Asset Management, Inc. and Morgan Keegan & Company, Inc.
- Stonex Advisors Inc.Current– present · 10 yearsBirmingham, AL · Adviser representative · Firm CRD 174182
- Sterne Agee Asset Management, Inc.– · 4 yearsBirmingham, AL · Adviser representative · Firm CRD 130888
- Morgan Keegan & Company, Inc.– · 4 yearsBirmingham, AL · Adviser representative · Firm CRD 4161
- Amsouth Investment Management Company LLC– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 111757
Investment adviser representative registrations
Brian Parker is registered as an investment adviser representative in Alabama, since June 2016.
- AlabamaSince 30 June 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 2 April 2012 |
| Series 24 | General Securities Principal Examination | 29 November 2005 |
| Series 66 | Uniform Combined State Law Examination | 30 June 2004 |
| Series 7 | General Securities Representative Examination | 25 November 2003 |
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Lane Parker
- CRD
- 4635848
- Firm
- Stonex Advisors · CRD 174182
- Role
- Chief Compliance Officer
- Office
- 2 PERIMETER PARK SOUTH, SUITE 500 WEST, Birmingham, AL 35243
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- stonex.com
Where does Brian Parker work?
Brian Parker has been Chief Compliance Officer of Stonex Advisors Inc. since March 2026, and is a control person of the firm.
Is Brian Parker a financial advisor?
Yes. Brian Parker has a current investment-adviser registration in Alabama, through Stonex Advisors since June 2016.
How many years of experience does Brian Parker have?
Brian Parker has 22 years in the financial industry, since November 2003, across 4 adviser firms.
What exams has Brian Parker passed?
Brian Parker has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 4, Series 14 and Series 79TO. The earliest, the Series 7, was passed in November 2003. FINRA credited Brian Parker with the SIE, which began in October 2018.
Where did Brian Parker work before Stonex Advisors?
Before Stonex Advisors, Brian Parker was registered through Sterne Agee Asset Management, Inc., March 2012 to June 2016; Morgan Keegan & Company, Inc., March 2007 to March 2012; Amsouth Investment Management Company LLC, August 2005 to February 2007.
Where is Brian Parker based?
Brian Parker’s registered office is in Birmingham, AL.
Is Brian Parker registered with FINRA?
Yes. Brian Parker has a current broker registration, under CRD 4635848.
Source: FINRA BrokerCheck
How can I verify Brian Parker’s record?
Search CRD 4635848 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Parker’s full registration record.