James McAuslan has been Director of Stonex Advisors since July 2025, is a control person of the firm and directly owns under 5% of it.
Stonex Advisors Inc. is a Birmingham, AL firm with $5.09B under management, 9,843 clients and 220 advisers across 156 offices, as of its June 2026 filing.
James McAuslan is Global Head of Prime Services and EMEA Head of Securities of StoneX Financial Ltd. McAuslan joined StoneX in September 2019 and leads the prime services, clearing, collateral management and crypto businesses globally, also overseeing the equities and fixed income businesses in the EMEA and APAC regions. McAuslan started his career at Citi in 1997 and later worked at Morgan Stanley, Merrill Lynch, Arden Partners and ING Bank.
No adviser firm registrations are on James McAuslan’s record.
Examinations
No examinations are on James McAuslan’s record.
- Full name
- James Buchanan McAuslan
- CRD
- 7658964
- Firm
- Stonex Advisors · CRD 174182
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- stonex.com
Where does James McAuslan work?
James McAuslan has been Director of Stonex Advisors Inc. since July 2025, and is a control person of the firm.
Does James McAuslan have a current investment-adviser registration?
James McAuslan has a current broker registration and no current investment-adviser registration.
Is James McAuslan registered with FINRA?
Yes. James McAuslan has a current broker registration, under CRD 7658964.
Source: FINRA BrokerCheck
How can I verify James McAuslan’s record?
Search CRD 7658964 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James McAuslan’s full registration record.