Philip Smith has been Director of Stonex Advisors since January 2025, is a control person of the firm and directly owns under 5% of it.
Stonex Advisors Inc. is a Birmingham, AL firm with $5.09B under management, 9,843 clients and 220 advisers across 156 offices, as of its June 2026 filing.
Philip A. Smith is Chief Executive Officer of StoneX Group Inc., appointed Chief Executive in December 2024. Smith joined the company in 2004 after it acquired Global Currencies Ltd, a UK-based foreign exchange payments company where Smith had joined in 1996 and been elected to the Board in 1999. Before the 2024 appointment, Smith was Chief Executive Officer of StoneX Financial Ltd, with regional responsibility for EMEA.
No adviser firm registrations are on Philip Smith’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 32 | Limited Futures Exam-Regulation | 13 February 2017 |
| Series 24 | General Securities Principal Examination | 26 August 2005 |
| Series 7 | General Securities Representative Examination | 2 August 2005 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Futures Exam-Regulation
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Philip Andrew Smith
- CRD
- 4999097
- Firm
- Stonex Advisors · CRD 174182
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- stonex.com
Where does Philip Smith work?
Philip Smith has been Director of Stonex Advisors Inc. since January 2025, and is a control person of the firm.
Does Philip Smith have a current investment-adviser registration?
Philip Smith has a current broker registration and no current investment-adviser registration.
What exams has Philip Smith passed?
Philip Smith has passed 4 licensing exams: the Series 7, Series 24, Series 32 and Series 99TO. The earliest, the Series 7, was passed in August 2005. FINRA credited Philip Smith with the SIE, which began in October 2018.
Is Philip Smith registered with FINRA?
Yes. Philip Smith has a current broker registration, under CRD 4999097.
Source: FINRA BrokerCheck
How can I verify Philip Smith’s record?
Search CRD 4999097 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Philip Smith’s full registration record.