Marcus Richardson has been Chief Operations Officer / Chief Executive Officer of Stonex Advisors since September 2014, is a control person of the firm and directly owns under 5% of it. Marcus Richardson holds a BS in Business Administration from Samford University.
Stonex Advisors Inc. is a Birmingham, AL firm with $5.09B under management, 9,843 clients and 220 advisers across 156 offices, as of its June 2026 filing.
Marcus Richardson is Chief Operating Officer of StoneX Wealth Management. Richardson joined the firm (under Sterne Agee) in June 2006, after holding various positions such as financial analyst, trader, and securities principal. Richardson has more than 18 years of experience in the financial services industry.
Marcus Richardson’s longest registration is the current one, 10 years at Stonex Advisors since 2016. Before joining Stonex Advisors in 2016, Marcus Richardson was registered through Sterne Agee Asset Management, Inc.
- Trust Advisory Group LTDAlso current– present · 1 yearBirmingham, AL · Adviser representative · Firm CRD 106926
- Stonex Advisors Inc.Current– present · 10 yearsBirmingham, AL · Adviser representative · Firm CRD 174182
- Sterne Agee Asset Management, Inc.– · 9 yearsBirmingham, AL · Adviser representative · Firm CRD 130888
Investment adviser representative registrations
Marcus Richardson is registered as an investment adviser representative in Alabama, since June 2016.
- AlabamaSince 30 June 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 2 April 2005 |
| Series 24 | General Securities Principal Examination | 9 March 2001 |
| Series 66 | Uniform Combined State Law Examination | 13 June 2000 |
| Series 7 | General Securities Representative Examination | 22 March 2000 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marcus Bryant Richardson
- CRD
- 3037932
- Firm
- Stonex Advisors · CRD 174182
- Role
- Chief Operations Officer / Chief Executive Officer
- Office
- 2 PERIMETER PARK SOUTH, SUITE 500 WEST, Birmingham, AL 35243
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- stonex.com
Where does Marcus Richardson work?
Marcus Richardson has been Chief Operations Officer / Chief Executive Officer of Stonex Advisors Inc. since September 2014, and is a control person of the firm.
Is Marcus Richardson a financial advisor?
Yes. Marcus Richardson has a current investment-adviser registration in Alabama, through Stonex Advisors since June 2016.
How many years of experience does Marcus Richardson have?
Marcus Richardson has 26 years in the financial industry, since March 2000, across 3 adviser firms.
What exams has Marcus Richardson passed?
Marcus Richardson has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 53, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in March 2000. FINRA credited Marcus Richardson with the SIE, which began in October 2018.
Where did Marcus Richardson work before Stonex Advisors?
Before Stonex Advisors, Marcus Richardson was registered through Sterne Agee Asset Management, Inc., July 2006 to June 2016.
Where is Marcus Richardson based?
Marcus Richardson’s registered office is in Birmingham, AL.
Is Marcus Richardson registered with FINRA?
Yes. Marcus Richardson has a current broker registration, under CRD 3037932.
Source: FINRA BrokerCheck
How can I verify Marcus Richardson’s record?
Search CRD 3037932 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Marcus Richardson’s full registration record.