Charles Lyon has been Director of Stonex Advisors since August 2016, is a control person of the firm and directly owns under 5% of it.
Stonex Advisors Inc. is a Birmingham, AL firm with $5.09B under management, 9,843 clients and 220 advisers across 156 offices, as of its June 2026 filing.
Charles Lyon is Group President of StoneX Group Inc. He was appointed in December 2024. Before this role, he served as Chief Executive Officer of StoneX Financial Inc. from March 2022, overseeing the institutional business operations of the company. Lyon has over twenty years of experience with the company in the securities and institutional business marketplace.
No adviser firm registrations are on Charles Lyon’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 3 | National Commodity Futures Examination | 28 February 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 April 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 29 May 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 March 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 1999 |
| Series 7 | General Securities Representative Examination | 3 September 1999 |
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- National Commodity Futures Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Martin Lyon
- CRD
- 4000852
- Firm
- Stonex Advisors · CRD 174182
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- stonex.com
Where does Charles Lyon work?
Charles Lyon has been Director of Stonex Advisors Inc. since August 2016, and is a control person of the firm.
Does Charles Lyon have a current investment-adviser registration?
Charles Lyon has a current broker registration and no current investment-adviser registration.
What exams has Charles Lyon passed?
Charles Lyon has passed 8 licensing exams: the Series 7, Series 63, Series 65, Series 55, Series 24, Series 3, Series 57TO and Series 99TO. The earliest, the Series 7, was passed in September 1999. FINRA credited Charles Lyon with the SIE, which began in October 2018.
Is Charles Lyon registered with FINRA?
Yes. Charles Lyon has a current broker registration, under CRD 4000852.
Source: FINRA BrokerCheck
How can I verify Charles Lyon’s record?
Search CRD 4000852 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Lyon’s full registration record.