Financial advisers in Birmingham, Alabama
6 profiles with reported offices in Birmingham, Alabama. Explore advisers’ roles, firms and public regulatory records.
Adviser profiles
Paige DanielPresidentHighland AssociatesCRD 2518960- Francesca SmithermanSenior Vice PresidentRegions Investment ManagementCRD 2904466
John PetersonManaging DirectorHighland AssociatesCRD 3207374
John CoxChief EconomistWaverly AdvisorsCRD 4597091
Justin RussellPresident/Chief Executive OfficerWaverly AdvisorsCRD 4720377
Thomas ClaudChief Compliance OfficerWaverly AdvisorsCRD 6353290
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.