Firms by city
Registered investment advisers in Birmingham, AL
3 SEC-registered advisers headquartered in Birmingham, listed by regulatory assets under management as reported on Form ADV.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Waverly AdvisorsCRD 115332 | Birmingham, AL | $29.87B | 197 | 13,689 |
| Highland AssociatesCRD 104948 | Birmingham, AL | $20.99B | 18 | 65 |
| Regions Investment ManagementCRD 111715 | Birmingham, AL | $20.14B | 24 | 0 |
Waverly AdvisorsCRD 115332$29.87B
- Headquarters
- Birmingham, AL
- Advisory staff
- 197
- Clients
- 13,689
Highland AssociatesCRD 104948$20.99B
- Headquarters
- Birmingham, AL
- Advisory staff
- 18
- Clients
- 65
Regions Investment ManagementCRD 111715$20.14B
- Headquarters
- Birmingham, AL
- Advisory staff
- 24
- Clients
- 0
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Birmingham on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see every firm with an office in Alabama.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.