Skip to content

Firms by city

Registered investment advisers in Albany, NY

12 SEC-registered advisers headquartered in Albany, listed by regulatory assets under management as reported on Form ADV.

Search the full directory by firm name, city, state, CRD number or custodian.

12 firms listed

Headquarters
Albany, NY
Regulatory AUM
$2.38B
Headquarters
Albany, NY
Regulatory AUM
$1.09B
Headquarters
Albany, NY
Regulatory AUM
$804M
Headquarters
Albany, NY
Regulatory AUM
$760M
Headquarters
Albany, NY
Regulatory AUM
$617M
Headquarters
Albany, NY
Regulatory AUM
$308M
Headquarters
Albany, NY
Regulatory AUM
$305M
Headquarters
Albany, NY
Regulatory AUM
$303M
Headquarters
Albany, NY
Regulatory AUM
$215M
Headquarters
Albany, NY
Regulatory AUM
$204M
Headquarters
Albany, NY
Regulatory AUM
$144M
Headquarters
Albany, NY
Regulatory AUM
$133M

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when it reports its principal office in Albany on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in New York.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.