Cim provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, educational seminars, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
Cim reports 385 clients. They include 201 individual clients, 168 high-net-worth individuals and 7 charitable organizations. Of its assets, 95.8% ($771M across 1,018 accounts) are managed with discretion; $33.6M across 56 accounts are not. A wrap fee program the firm both sponsors and manages holds $753M. It advised 30 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 9% |
| High-net-worth individuals | 44% | 86% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 2% | <1% |
| Other investment advisers | <1% | 1% |
| Other client typesCorporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 201 | $74M | 9.2% | $368K |
| High-net-worth individuals | 168 | $693M | 86.1% | $4.12M |
| Pension and profit-sharing plans | 3 | $6.64M | 0.8% | $2.21M |
| Charitable organizations | 7 | $4.79M | 0.6% | $685K |
| Other investment advisers | 1 | $8.34M | 1.0% | $8.34M |
| Corporations and other businesses | 5 | $17.7M | 2.2% | $3.53M |
| Total | 385 | $804M | 100% | $2.09M |
- Clients
- 201
- Regulatory AUM
- $74M
- AUM share
- 9.2%
- Avg. per client
- $368K
- Clients
- 168
- Regulatory AUM
- $693M
- AUM share
- 86.1%
- Avg. per client
- $4.12M
- Clients
- 3
- Regulatory AUM
- $6.64M
- AUM share
- 0.8%
- Avg. per client
- $2.21M
- Clients
- 7
- Regulatory AUM
- $4.79M
- AUM share
- 0.6%
- Avg. per client
- $685K
- Clients
- 1
- Regulatory AUM
- $8.34M
- AUM share
- 1.0%
- Avg. per client
- $8.34M
- Clients
- 5
- Regulatory AUM
- $17.7M
- AUM share
- 2.2%
- Avg. per client
- $3.53M
Total
- Clients
- 385
- Regulatory AUM
- $804M
- AUM share
- 100%
- Avg. per client
- $2.09M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 30
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Cim is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is a fixed fee typically $500 to $10,000, or an hourly fee of $100 to $250, as negotiated with the client.
Thomas Curran owns 75% or more of Cim. The leadership team of Cim includes Chief Investment Officer Kevin Curran and Chief Compliance Officer Thomas Curran. It has 12 employees, 10 of them in advisory roles.
Leadership
Thomas CurranCo-CEO/Sole Member/Chief Compliance Officer
Kevin CurranCo-CEO/Chief Investment Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 12 employees
- 10 in advisory functions
- 3 state-registered reps
- 6 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Cim, LLC
Thomas Curran
Control person · since December 2003
Cim’s regulatory assets grew from $565M (March 2021) to $804M (March 2026); clients rose from 312 to 385 and employees fell from 15 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $804M | 385 | 12 | 3 |
| Feb 2025February 2025 | $751M | 363 | 12 | 3 |
| Mar 2024March 2024 | $633M | 350 | 12 | 3 |
| Mar 2023March 2023 | $513M | 345 | 12 | 2 |
| Mar 2022March 2022 | $643M | 328 | 13 | 3 |
| Mar 2021March 2021 | $565M | 312 | 15 | 4 |
Besides its headquarters, Cim has 2 offices, with 3 listed addresses across 2 states.
New York · 2 listed addresses
- 30 S. Pearl Street, 9th Floor, AlbanyHQ
- 21 Corporate Drive, Clifton Park
New Jersey · 1 listed address
- 621 Lafayette Street, Cape May
Other business names
Cim has reported 1 other business name to the SEC.
- Curran Investment Management
Contact and registration details
- Legal name
- Cim, LLC
- Headquarters
- 30 S. Pearl Street, 9th Floor, Albany, NY 12207
- Website
- curranllc.com
- Phone
- 518-391-4200
- @curranwealthmanagement
- SEC file
- 801-63553
- Founded
- 1998
- Structure
- New York LLC
- Fiscal year end
- December
Cim’s named custodian for separately managed accounts is Fidelity ($776M). Cim has custody of $96.5M for 78 clients.
- FidelityNational Financial Services LLC · Boston, MA · $776M100%
At year end, Cim’s separately managed accounts were mostly in stocks (76%) and funds (20%). Its reported 13F holdings for the quarter ended 30 June 2026 total $773M across 171 positions; the largest are Nvidia Corporation (5.7%), ASML Hldg NV (3.8%) and Alphabet Inc. (3.6%).
What the accounts hold
- Stocks76%
- Funds20%
- Bonds2%
- Cash2%
Reported 13F holdings
- $773M
- Reported 13F value
- 171
- Positions
- 34.7%
- In the 10 largest
- —
- Value vs. prior quarter
- Nvidia Corporation5.7%
- ASML Hldg NV · N Y Registry Shs3.8%
- Alphabet Inc. · Cap Stk CL A3.6%
- iShares TR · Core 1 5 YR Usd3.5%
- Arista Networks Inc. · Com Shs3.4%
- Monster Beverage Corp. New3.1%
- Cummins Inc.3.1%
- Emcor Group Inc.3.0%
- Berkshire Hathaway Inc. Del · CL B New2.9%
- Amazon Com Inc.2.6%
Together, the ten largest are 34.7% of reported value.
How many clients does Cim have?
Cim has 385 clients and manages $804 million for them, as of March 2026. They include 201 individual clients, 168 high-net-worth individuals and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Cim offer?
Cim provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, educational seminars, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Cim use?
Cim’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $776M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Cim have?
Cim has 3 investment adviser representatives registered with state securities authorities, out of 12 employees, and 10 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cim invest in?
At the end of its last fiscal year, Cim’s separately managed accounts held 76% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cim?
Cim’s direct owner is Thomas Curran (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Cim get paid?
Cim is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cim?
Cim’s main office is at 30 S. Pearl Street, 9th Floor, Albany, NY 12207. Its phone number is 518-391-4200. Its website is curranllc.com.