Kevin Curran has been Co-CEO/Chief Investment Officer of Cim since August 2013, is not listed as a control person, but directly owns under 5% of the firm. Kevin Curran holds a Degree in Government and Law from Lafayette College and a Master of Business Administration with an emphasis in Finance from New York University Leonard N. Stern School of Business.
Cim, LLC is an Albany, NY firm with $804M under management, 385 clients and 10 advisers across 3 offices, as of its March 2026 filing.
Kevin T. Curran is Co-CEO & CIO of Curran Investment Management. As Co-CEO and Chief Investment Officer, he formulates the investment strategy for the firm. Earlier, he was an Equities Research Special Situations Associate at Deutsche Bank, where he initiated research coverage on companies and modeled and performed stock valuations, and began his career at Lord, Abbett & Company as a Retirement Planning Specialist.
Kevin Curran’s longest registration is the current one, 22 years at Cim since 2004. Before joining Cim in 2004, Kevin Curran was registered through Wachovia Securities, LLC.
- Curran Wealth ManagementCurrent– present · 22 yearsAlbany, NY · Adviser representative · Firm CRD 132136
- Wachovia Securities, LLC– · 1 yearPhiladelphia, PA · Adviser representative · Firm CRD 19616
Professional designations
Listed by Cim
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Kevin Curran is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 27 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 8 September 2011 |
| Series 24 | General Securities Principal Examination | 22 March 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 November 2002 |
| Series 7 | General Securities Representative Examination | 16 June 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 May 1997 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kevin Thomas Curran
- CRD
- 2877993
- Firm
- Cim · CRD 132136
- Role
- Co-CEO/Chief Investment Officer
- Office
- 30 S. PEARL STREET, 9TH FLOOR, Albany, NY 12207
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- curranllc.com
Where does Kevin Curran work?
Kevin Curran has been Co-CEO/Chief Investment Officer of Cim, LLC since August 2013.
Is Kevin Curran a financial advisor?
Yes. Kevin Curran has a current investment-adviser registration in New York, through Cim since October 2004.
How many years of experience does Kevin Curran have?
Kevin Curran has 26 years in the financial industry, since March 2000, across 2 adviser firms.
What exams has Kevin Curran passed?
Kevin Curran has passed 6 licensing exams: the Series 63, Series 7, Series 65, Series 24, Series 27 and Series 99TO. The earliest, the Series 63, was passed in May 1997. FINRA credited Kevin Curran with the SIE, which began in October 2018.
Where is Kevin Curran based?
Kevin Curran’s registered office is in Albany, NY.
Is Kevin Curran registered with FINRA?
Yes. Kevin Curran has a current broker registration, under CRD 2877993.
Source: FINRA BrokerCheck
Is Kevin Curran a CFA charterholder?
Cim lists Kevin Curran with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Kevin Curran’s record?
Search CRD 2877993 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin Curran’s full registration record.
