Independent Family Office provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Independent Family Office reports 43 high-net-worth individuals. Nearly all assets ($760M across 197 accounts) are managed with discretion; $28.6K across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 43 | $760M | 100.0% | $17.7M |
| Total | 43 | $760M | 100% | $17.7M |
- Clients
- 43
- Regulatory AUM
- $760M
- AUM share
- 100.0%
- Avg. per client
- $17.7M
Total
- Clients
- 43
- Regulatory AUM
- $760M
- AUM share
- 100%
- Avg. per client
- $17.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Independent Family Office charges 0.20%–0.75% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning, Tax and Bill Paying Services
- Financial planning, tax preparation and bill paying are charged an annual fixed retainer, billed quarterly in advance, or a negotiated fixed fee.
William Reickert owns 75% or more of Independent Family Office. The leadership team of Independent Family Office includes Chief Compliance Officer William Reickert. It has 19 employees, 3 of them in advisory roles.
Leadership
- William ReickertFounding Member and Chief Compliance Officer
- Viju RajanManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Christopher Avino
- Viju Philip Rajan
- William Michael Reickert
Staff
- 19 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Independent Family Office, LLC
William Reickert
Control person · since January 2026
- Owns 25% to 50% of Independent Family Office, LLC
Viju Rajan
Control person · since January 2026
Independent Family Office’s regulatory assets grew 1.5× from $492M (March 2021) to $760M (April 2026); clients rose from 14 to 43 and employees from 15 to 19.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $760M | 43 | 19 | 1 |
| Mar 2025March 2025 | $618M | 34 | 18 | 1 |
| Mar 2024March 2024 | $556M | 33 | 15 | 1 |
| Mar 2023March 2023 | $526M | 26 | 13 | 1 |
| Jun 2022June 2022 | $508M | 21 | 13 | 1 |
| Mar 2021March 2021 | $492M | 14 | 15 | 1 |
Besides its headquarters, Independent Family Office has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 677 Broadway, 7th Floor, AlbanyHQ
Contact and registration details
- Legal name
- Independent Family Office, LLC
- Headquarters
- 677 Broadway, 7th Floor, Albany, NY 12207
- Website
- ifollc.com
- Phone
- 518-452-8050
- @independent-family-office-llc
- SEC file
- 801-74757
- Structure
- New York LLC
- Fiscal year end
- December
Independent Family Office’s named custodian for separately managed accounts is Fidelity ($662M). Independent Family Office has custody of $72.7M for 4 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $662M100%
At year end, Independent Family Office’s separately managed accounts were mostly in funds (53%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $249M across 85 positions; the largest are State Str SPDR S&P 500 ETF T (13.9%), iShares Gold TR (11.4%) and iShares TR (8.4%).
What the accounts hold
- Stocks22%
- Funds53%
- Registered funds48%
- Pooled vehicles5%
- Bonds21%
- Cash4%
Reported 13F holdings
- $249M
- Reported 13F value
- 85
- Positions
- 64.2%
- In the 10 largest
- +2.4%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit13.9%
- iShares Gold TR · iShares New11.4%
- iShares TR · Rus 1000 Val ETF8.4%
- Vanguard Index Fds · S&P 500 ETF Shs7.7%
- Ptc Inc.5.1%
- SPDR Gold TR · Gold Shs4.1%
- iShares TR · Russell 2000 ETF4.0%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.4%
- Listed Fds TR · Hori KI Infl ETF3.2%
- iShares TR · Rus 2000 Val ETF3.1%
Together, the ten largest are 64.2% of reported value.
How many clients does Independent Family Office have?
Independent Family Office has 43 clients and manages $760 million for them, as of April 2026. They include 43 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 April 2026
What services does Independent Family Office offer?
Independent Family Office provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Independent Family Office charge?
Independent Family Office charges 0.20%–0.75% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.
Which custodians does Independent Family Office use?
Independent Family Office’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $662M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 April 2026
How many financial advisors does Independent Family Office have?
Independent Family Office has 3 investment adviser representatives registered with state securities authorities, out of 19 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Independent Family Office invest in?
At the end of its last fiscal year, Independent Family Office’s separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 21% U.S. government and agency bonds, 5% pooled vehicles (private funds and similar) and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Independent Family Office?
Independent Family Office’s direct owners are William Reickert (75% or more) and Viju Rajan (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 April 2026
How does Independent Family Office get paid?
Independent Family Office is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Independent Family Office?
Independent Family Office’s main office is at 677 Broadway, 7th Floor, Albany, NY 12207. Its phone number is 518-452-8050. Its website is ifollc.com.