Paradigm Funds Advisor provides portfolio management for investment companies.
Paradigm Funds Advisor reports 3 investment companies. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($305M across 3 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 3 | $305M | 100.0% | $102M |
| Total | 3 | $305M | 100% | $102M |
- Clients
- 3
- Regulatory AUM
- $305M
- AUM share
- 100.0%
- Avg. per client
- $102M
Total
- Clients
- 3
- Regulatory AUM
- $305M
- AUM share
- 100%
- Avg. per client
- $102M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Paradigm Funds Advisor is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Candace Weir owns 50% to 75% of Paradigm Funds Advisor. The leadership team of Paradigm Funds Advisor includes President Peter McMillen and Chief Compliance Officer Richard Gimon. It has 12 employees, 7 of them in advisory roles.
Leadership
- Peter McMillenSenior Vice President Chief Financial Officer
- Amelia WeirShareholder/Director/Senior Vice President/Portfolio Manager
- Richard GimonChief Compliance Officer
- Carl FlorioDirector and Vice Chairman
- Candace WeirShareholder/Director/CEO/CIO/Portfolio Manager
- Katherine WeirShareholder
Staff
- 12 employees
- 7 in advisory functions
- 2 state-registered reps
- 5 broker-dealer reps
- 1 soliciting firm
- Owns 50% to 75% of Paradigm Funds Advisor LLC
Candace Weir
Control person · since July 2005
- Owns 10% to 25% of Paradigm Funds Advisor LLC
Amelia Weir
Control person · since September 2008
- Owns 10% to 25% of Paradigm Funds Advisor LLC
Katherine Weir
since July 2005
Paradigm Funds Advisor’s regulatory assets grew from $219M (April 2021) to $305M (March 2026); clients were 3 in both filings and employees fell from 15 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $305M | 3 | 12 | 2 |
| Jul 2025July 2025 | $349M | 3 | 12 | 2 |
| Mar 2024March 2024 | $316M | 3 | 13 | 2 |
| Mar 2023March 2023 | $255M | 3 | 11 | 2 |
| Mar 2022March 2022 | $382M | 3 | 12 | 2 |
| Apr 2021April 2021 | $219M | 3 | 15 | 2 |
Besides its headquarters, Paradigm Funds Advisor has 1 office, with 2 listed addresses in 1 state.
New York · 2 listed addresses
- 9 Elk Street, AlbanyHQ
- 410 Park Avenue, Suite 1620, New York
Contact and registration details
- Legal name
- Paradigm Funds Advisor LLC
- Headquarters
- 9 Elk Street, Albany, NY 12207
- Website
- paradigmcapital.com
- Phone
- 518-431-3500
- @paradigm-capital-management-inc
- SEC file
- 801-64574
- Structure
- Delaware LLC
- Fiscal year end
- December
Paradigm Funds Advisor does not have custody of client assets.
How many clients does Paradigm Funds Advisor have?
Paradigm Funds Advisor has 3 clients and manages $305 million for them, as of March 2026. They include 3 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Paradigm Funds Advisor offer?
Paradigm Funds Advisor provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Paradigm Funds Advisor have?
Paradigm Funds Advisor has 2 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Paradigm Funds Advisor?
Paradigm Funds Advisor’s direct owners are Candace Weir (50% to 75%), Amelia Weir (10% to 25%) and Katherine Weir (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Paradigm Funds Advisor get paid?
Paradigm Funds Advisor is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Paradigm Funds Advisor?
Paradigm Funds Advisor’s main office is at 9 Elk Street, Albany, NY 12207. Its phone number is 518-431-3500. Its website is paradigmcapital.com.