{"url":"https://nivawealth.com/firms/paradigm-funds-advisor-136481","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/136481","regulatoryAum":305061951,"crd":"136481","history":[{"filedOn":"2021-04-29","regulatoryAum":218937930,"clients":3,"employees":15,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":382159153,"clients":3,"employees":12,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":255431074,"clients":3,"employees":11,"offices":2},{"filedOn":"2024-03-27","regulatoryAum":315868096,"clients":3,"employees":13,"offices":2},{"filedOn":"2025-07-01","regulatoryAum":348657664,"clients":3,"employees":12,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":305061951,"clients":3,"employees":12,"offices":2}],"secFileNumber":"801-64574","legalName":"Paradigm Funds Advisor LLC","displayName":"Paradigm Funds Advisor","slug":"paradigm-funds-advisor-136481","website":"https://paradigmcapital.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/paradigm-capital-management-inc","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9 Elk Street","city":"Albany","state":"NY","stateName":"New York","country":"United States","postalCode":"12207"},"tradeNames":[],"registration":{"secApproved":"19 August 2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":12,"advisory":7,"brokerDealerReps":5,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":305061951,"discretionary":305061951,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":3,"regulatoryAum":305061951}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Paradigm Funds Advisor does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Peter McMillen","title":"Senior Vice President Chief Financial Officer","crd":"2061930"},{"name":"Amelia Weir","title":"Shareholder/Director/Senior Vice President/Portfolio Manager","crd":"1497338"},{"name":"Richard Gimon","title":"Chief Compliance Officer","crd":"3217139"},{"name":"Carl Florio","title":"Director and Vice Chairman","crd":"4935045"},{"name":"Candace Weir","title":"Shareholder/Director/CEO/CIO/Portfolio Manager","crd":"269796"},{"name":"Katherine Weir","title":"Shareholder","crd":"1497339"}],"ownership":[{"label":"Candace Weir","detail":"Shareholder/director/ceo/cio/portfolio manager in the 50% to 75% ownership band and a control person, since July 2005."},{"label":"Amelia Weir","detail":"Shareholder/director/senior vice president/portfolio manager in the 10% to 25% ownership band and a control person, since September 2008."},{"label":"Katherine Weir","detail":"Shareholder in the 10% to 25% ownership band, since July 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"New York","offices":2,"addresses":[{"street":"9 Elk Street","city":"Albany","headquarters":true},{"street":"410 Park Avenue, Suite 1620","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"518-431-3500","stateRegisteredReps":2,"otherAdviserReps":2,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/136481/PDF/136481.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Paradigm Funds Advisor have?","answer":"Paradigm Funds Advisor has 3 clients and manages $305 million for them, as of March 2026. They include 3 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Paradigm Funds Advisor offer?","answer":"Paradigm Funds Advisor provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Paradigm Funds Advisor have?","answer":"Paradigm Funds Advisor has 2 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Paradigm Funds Advisor?","answer":"Paradigm Funds Advisor’s direct owners are Candace Weir (50% to 75%), Amelia Weir (10% to 25%) and Katherine Weir (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Paradigm Funds Advisor get paid?","answer":"Paradigm Funds Advisor is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Paradigm Funds Advisor?","answer":"Paradigm Funds Advisor’s main office is at 9 Elk Street, Albany, NY 12207. Its phone number is 518-431-3500. Its website is paradigmcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}