PKS Advisory Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
PKS Advisory Services reports 4,892 clients. They include 4,696 individual clients, 178 high-net-worth individuals, and 18 corporations and other businesses. Of its assets, 95.4% ($1.04B across 4,514 accounts) are managed with discretion; $50.5M across 378 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 96% | 69% |
| High-net-worth individuals | 4% | 30% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 4,696 | $753M | 68.9% | $160K |
| High-net-worth individuals | 178 | $326M | 29.8% | $1.83M |
| Corporations and other businesses | 18 | $14.2M | 1.3% | $791K |
| Total | 4,892 | $1.09B | 100% | $223K |
- Clients
- 4,696
- Regulatory AUM
- $753M
- AUM share
- 68.9%
- Avg. per client
- $160K
- Clients
- 178
- Regulatory AUM
- $326M
- AUM share
- 29.8%
- Avg. per client
- $1.83M
- Clients
- 18
- Regulatory AUM
- $14.2M
- AUM share
- 1.3%
- Avg. per client
- $791K
Total
- Clients
- 4,892
- Regulatory AUM
- $1.09B
- AUM share
- 100%
- Avg. per client
- $223K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
PKS Advisory Services charges up to 2.00% a year for its Investment Management; its fees and minimums are set out in its brochures on the SEC website.
PKS Holdings, LLC owns 75% or more of PKS Advisory Services and is in turn owned by Wentworth Management Services LLC (75% or more). The leadership team of PKS Advisory Services includes President Pamela Young. It has 45 employees, 36 of them in advisory roles.
Leadership
- Pamela YoungPresident and Chief Compliance Officer
Investment adviser representatives
46 representatives listed in the SEC register as of 9 October 2026.
- George Hoyt Abboud
- Gregory Allen Baldwin
- Roger K Brinks
- Scott Michael Cahill
- Lloyd Warren Church
- Eli Neal Cohen
- Dennis Russell Colavito
- David Walsh Connors JR.
- Louis Joseph Czerwinski
- Mary Erin Daoust
- Michael James Dejulio
- Steven Matthew Dolinski
- Andrew Karl Ferraro
- Keith Owen Flood
- Mikayla Marie Gabriel
- Douglas Antony Gibson
- John Richard Goldman
- Sharone Hakman
- Alex Youssef Jefferson
- Harold Edward Jones
- Carl J Kipper
- Dino Joseph Macaluso
- Joseph Nicholas Macaluso
- Zachary Mann
- Joseph Dylan Marsh
- Roy Leon Matlock JR
- Daniel John McWilliams
- William John Miller
- Joseph Anthony Natale
- Lawrence Michael Natale
- William Jason Ogles
- Joseph Osborne
- James Knox Patrick III
- Brian Patrick Purcell JR.
- John Aaron Ramirez
- John Kevin Rooney
- Kristin Melanie Hicks Sanderson
- Adam Denton Smith
- Christopher B Soltis
- Elliott Timothy Stanley
- Victoria Katherine Wabnig
- Jarrid Michael Wilkinson
- Kevin William Woehler
- Wyatt T Yennard
- Roya Yeroshalmi
- Pamela Sue Young
Staff
- 45 employees
- 36 in advisory functions
- 45 state-registered reps
- 43 broker-dealer reps
- 37 insurance agents
- 3 soliciting firms
- Owns 75% or more of PKS Advisory Services, LLC
PKS Holdings, LLC
Control person · since October 2001
- Owns 75% or more of PKS Holdings, LLC
Wentworth Management Services LLC
Control person · since November 2017
- Owns 75% or more of Wentworth Management Services LLC
Binah Capital Group, Inc.
Control person · since March 2024
- Owns 75% or more of Wentworth Management Services LLC
Binah Capital Corp.
Control person · since March 2024
PKS Advisory Services’ regulatory assets grew from $767M (May 2021) to $1.09B (July 2026); clients rose from 2,611 to 4,892 and employees fell from 50 to 45.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $1.09B | 4,892 | 45 | 25 |
| Mar 2025March 2025 | $905M | 4,416 | 49 | 26 |
| Jul 2024July 2024 | $698M | 4,457 | 50 | 18 |
| May 2023May 2023 | $725M | 4,410 | 46 | 16 |
| Mar 2022March 2022 | $977M | 4,541 | 47 | 19 |
| May 2021May 2021 | $767M | 2,611 | 50 | 15 |
Besides its headquarters, PKS Advisory Services has 24 offices (15 private residences, listed without an address), with 10 listed addresses across 7 states.
New York · 3 listed addresses
- 80 State Street, AlbanyHQ
- 3 Hemphill Place, Malta
- 13 Averill Avenue, Averill Park
Michigan · 2 listed addresses
- 2601 Cambridge Court, Auburn Hills
- 8051 Moorsbridge RD, Portage
California · 1 listed address
- 126 Lomita Street, El Segundo
Florida · 1 listed address
- 555 S Powerline Road, Pompano Beach
Pennsylvania · 1 listed address
- 535 N Church Street, West Chester
Tennessee · 1 listed address
- 1802 Williamson CT., Brentwood
Texas · 1 listed address
- 1800 West Loop South, Houston
Other business names
PKS Advisory Services has reported 11 other business names to the SEC.
- Allegiant Wealth Management
- Capital Saratoga Wealth Management
- FBG Advisory
- Macaluso Wealth Management Group
- Natale Wealth Management
- Premier Wealth Advisory Group
- Pyjm Wealth Management
- Roy Matlock JR. Advisory
- Smart Group
- Woehler Financial Group
- Woodlands Portfolio Management
Contact and registration details
- Legal name
- PKS Advisory Services, LLC
- Headquarters
- 80 State Street, Albany, NY 12207
- Website
- Not reported
- Phone
- 518-426-5791
- SEC file
- 801-62147
- Structure
- New York LLC
- Fiscal year end
- December
PKS Advisory Services’ named custodian for separately managed accounts is Fidelity ($988M). PKS Advisory Services has custody of $80.2M for 232 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $988M100%
At year end, PKS Advisory Services’ separately managed accounts were mostly in funds (83%). Its reported 13F holdings for the quarter ended 30 June 2026 total $627M across 380 positions; the largest are iShares TR (8.9%), Invesco Qqq TR (5.8%) and State Str SPDR S&P 500 ETF T (5.3%).
What the accounts hold
- Stocks8%
- Funds83%
- Bonds1%
- Cash8%
Reported 13F holdings
- $627M
- Reported 13F value
- 380
- Positions
- 36.6%
- In the 10 largest
- +45.6%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF8.9%
- Invesco Qqq TR · Unit Ser 15.8%
- State Str SPDR S&P 500 ETF T · TR Unit5.3%
- iShares TR · Core S&P Scp ETF3.7%
- iShares TR · Core S&P Mcp ETF3.7%
- Apple Inc.2.9%
- Texas Pacific Land Corporati2.2%
- iShares TR · S&P 500 Grwt ETF1.8%
- Nvidia Corporation1.2%
- Vanguard Index Fds · Total Stk Mkt1.1%
Together, the ten largest are 36.6% of reported value.
How many clients does PKS Advisory Services have?
PKS Advisory Services has 4,892 clients and manages $1.09 billion for them, as of July 2026. They include 4,696 individual clients, 178 high-net-worth individuals, and 18 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026
What services does PKS Advisory Services offer?
PKS Advisory Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does PKS Advisory Services charge?
PKS Advisory Services charges up to 2.00% a year for its Investment Management.
Which custodians does PKS Advisory Services use?
PKS Advisory Services’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $988M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026
How many financial advisors does PKS Advisory Services have?
PKS Advisory Services has 45 investment adviser representatives registered with state securities authorities, out of 45 employees, and 36 perform investment advisory functions. 43 employees are registered representatives of a broker-dealer and 37 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does PKS Advisory Services invest in?
At the end of its last fiscal year, PKS Advisory Services’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 8% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns PKS Advisory Services?
PKS Advisory Services is owned through a chain of holding companies by Binah Capital Group, Inc. and Binah Capital Corp. Its direct owner is PKS Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 July 2026
How does PKS Advisory Services get paid?
PKS Advisory Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact PKS Advisory Services?
PKS Advisory Services’ main office is at 80 State Street, Albany, NY 12207. Its phone number is 518-426-5791.