AllSquare Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 251–500 clients last fiscal year.
AllSquare Wealth Management reports 436 clients. They include 356 individual clients and 80 high-net-worth individuals. Of its assets, 100.0% ($308M across 835 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 32% |
| High-net-worth individuals | 18% | 62% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | 6% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 356 | $97M | 31.5% | $273K |
| High-net-worth individuals | 80 | $190M | 61.7% | $2.38M |
| Pension and profit-sharing plans | Fewer than 5 | $1.82M | 0.6% | — |
| Charitable organizations | Fewer than 5 | $19M | 6.2% | — |
| Total | 436 | $308M | 100% | — |
- Clients
- 356
- Regulatory AUM
- $97M
- AUM share
- 31.5%
- Avg. per client
- $273K
- Clients
- 80
- Regulatory AUM
- $190M
- AUM share
- 61.7%
- Avg. per client
- $2.38M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.82M
- AUM share
- 0.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $19M
- AUM share
- 6.2%
- Avg. per client
- —
Total
- Clients
- 436
- Regulatory AUM
- $308M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
AllSquare Wealth Management charges 0.30%–1.20% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$600K | 1.20% |
| $600K–$1.2M | 0.60% |
| $1.2M and above | 0.30% |
Fee details and sources
Other fees
- Financial planning and consulting
- Generally a fixed fee of $500 to $2,000 and/or an hourly rate of $100 to $300, negotiable by scope and professional.
- Tax preparation
- Tax returns are charged a flat rate of $50 to $4,000, depending on complexity.
Douglas Bauer owns 50% to 75% of AllSquare Wealth Management. Douglas Bauer is CEO; the leadership team includes Chief Investment Officer Daniel Bauer. It has 5 employees, 4 of them in advisory roles.
Leadership
- Douglas BauerManaging Member / Chief Executive Officer
- Daniel BauerManaging Member / Chief Investment Officer / Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Daniel Douglas Bauer
- Douglas James Bauer
- Brett Philip Harris
- Daniel Mark Weinberg
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 50% to 75% of Allsquare Wealth Management, LLC
Douglas Bauer
Control person · since August 2010
- Owns 25% to 50% of Allsquare Wealth Management, LLC
Daniel Bauer
Control person · since August 2010
AllSquare Wealth Management’s regulatory assets grew from $250M (February 2021) to $308M (May 2026); clients were 436 in both filings and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $308M | 436 | 5 | 4 |
| Mar 2025March 2025 | $285M | 482 | 5 | 3 |
| Mar 2024March 2024 | $269M | 449 | 5 | 3 |
| Mar 2023March 2023 | $254M | 469 | 5 | 1 |
| Mar 2022March 2022 | $260M | 445 | 6 | 1 |
| Feb 2021February 2021 | $250M | 431 | 6 | 1 |
Besides its headquarters, AllSquare Wealth Management has 3 offices (3 private residences, listed without an address), with 1 listed address in 1 state.
New York · 1 listed address
- 200 Great Oaks BLVD, Suite 219, AlbanyHQ
Contact and registration details
- Legal name
- Allsquare Wealth Management, LLC
- Headquarters
- 200 Great Oaks BLVD, Suite 219, Albany, NY 12203
- Website
- allsquarewealth.com
- Phone
- 518-456-8900
- @allsquare-wealth-management-llc
- SEC file
- 801-71675
- Structure
- New York LLC
- Fiscal year end
- December
AllSquare Wealth Management’s named custodian for separately managed accounts is Pershing ($302M). AllSquare Wealth Management has custody of client assets.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $302M100%
At year end, AllSquare Wealth Management’s separately managed accounts were mostly in funds (60%) and bonds (25%).
What the accounts hold
- Stocks10%
- Funds60%
- Bonds25%
- Investment grade corporate bonds13%
- U.S. government and agency bonds6%
- State and local bonds4%
- High-yield corporate bonds2%
- Cash5%
How many clients does AllSquare Wealth Management have?
AllSquare Wealth Management has 436 clients and manages $308 million for them, as of May 2026. They include 356 individual clients and 80 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 May 2026
What services does AllSquare Wealth Management offer?
AllSquare Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does AllSquare Wealth Management charge?
AllSquare Wealth Management charges 0.30%–1.20% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: 03 04 2026 AWM FORM ADV PART 2A FINAL, filed 4 March 2026
Which custodians does AllSquare Wealth Management use?
AllSquare Wealth Management’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $302M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 May 2026
How many financial advisors does AllSquare Wealth Management have?
AllSquare Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does AllSquare Wealth Management invest in?
At the end of its last fiscal year, AllSquare Wealth Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 13% investment grade corporate bonds, 10% exchange-traded equities, 6% U.S. government and agency bonds, 5% cash and equivalents, 4% state and local bonds and 2% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns AllSquare Wealth Management?
AllSquare Wealth Management’s direct owners are Daniel Bauer (25% to 50%) and Douglas Bauer (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 15 May 2026
How does AllSquare Wealth Management get paid?
AllSquare Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact AllSquare Wealth Management?
AllSquare Wealth Management’s main office is at 200 Great Oaks BLVD, Suite 219, Albany, NY 12203. Its phone number is 518-456-8900. Its website is allsquarewealth.com.