Clients
Lincoln Financial Investments serves 129 clients, 114 of them investment companies. The average client has about $791 million with the firm.
- Investment companies114 clients99%
- OtherPooled investment vehicles, Insurance companies1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 114 | $101,470,259,625 | 99.4% | $890.1M |
| Pooled investment vehicles | 3 | $301,196,222 | 0.3% | $100.4M |
| Insurance companies | 12 | $330,137,550 | 0.3% | $27.5M |
| Total | 129 | $102,101,593,397 | 100% | $791.5M |
- Clients
- 114
- Regulatory AUM
- $101,470,259,625
- Share
- 99.4%
- Avg. per client
- $890.1M
- Clients
- 3
- Regulatory AUM
- $301,196,222
- Share
- 0.3%
- Avg. per client
- $100.4M
- Clients
- 12
- Regulatory AUM
- $330,137,550
- Share
- 0.3%
- Avg. per client
- $27.5M
Total
- Clients
- 129
- Regulatory AUM
- $102,101,593,397
- Share
- 100%
- Avg. per client
- $791.5M
What it does
Lincoln Financial Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers. It is paid through a percentage of assets.
Lincoln Financial Investments advises 3 private funds.
100.0% of assets ($102.10B across 129 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks100%
Custodians
Lincoln Financial Investments’ client accounts are held mainly at State Street Bank and Trust, with 0% of managed assets. Lincoln Financial Investments does not have custody of client assets.
- OtherState Street Bank and Trust, All other custodians100%
Ownership and leadership
The Lincoln National Life Insurance Company owns 75% or more of Lincoln Financial Investments.
- Owns 75% or more of Lincoln Financial Investments Corporation
The Lincoln National Life Insurance Company
Control person · since December 2011
- Owns 75% or more of The Lincoln National Life Insurance Company
Lincoln National Corporation
Control person · since December 2011
Leadership
- Paul ChryssikosSenior Vice President & Chief Legal Officer
- James HoffmayerVice President, Chief Accounting Officer and Treasurer
- Gordon HuellmantelDirector, Senior Vice President
- John MorrissDirector, Chairman & President
- John WestonChief Compliance Officer & Vice President
- Adam CohenDirector
- Matthew CondosDirector
- Daniel HerrDirector
- John KennedyDirector
- Laura MuseDirector
Staff
- 86 employees
- 18 in advisory functions
- 14 broker-dealer reps
Fees
Lincoln Financial Investments is paid through a percentage of assets under management.
Lincoln Financial Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Lincoln Financial Investments has 1 office, with 2 listed addresses across 2 states.
Indiana · 1 listed address
- 1301 S. Harrison Street, Fort Wayne
Pennsylvania · 1 listed address
- 150 N. Radnor - Chester RD, RadnorHQ
Registration details
- Legal name
- Lincoln Financial Investments Corporation
- Headquarters
- 150 N. Radnor - Chester RD, Radnor, PA 19087
- Phone
- 484-583-1404
- SEC file
- 801-23411
- Structure
- Tennessee corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Lincoln Financial Investments have?
Lincoln Financial Investments has 129 clients and manages $102.1 billion for them, as of September 2026. They include 114 investment companies, 12 insurance companies and 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026
What services does Lincoln Financial Investments offer?
Lincoln Financial Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Lincoln Financial Investments use?
Lincoln Financial Investments’ separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $330,137,550. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026
How many financial advisors does Lincoln Financial Investments have?
Lincoln Financial Investments has 0 investment adviser representatives registered with state securities authorities, out of 86 employees, and 18 perform investment advisory functions. 14 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lincoln Financial Investments invest in?
At the end of its last fiscal year, Lincoln Financial Investments’ separately managed accounts held 100% exchange-traded equities. It advises 3 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lincoln Financial Investments?
Lincoln Financial Investments is owned through a holding company by Lincoln National Corporation. Its direct owner is the Lincoln National Life Insurance Company (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 September 2026
How does Lincoln Financial Investments get paid?
Lincoln Financial Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file