{"url":"https://nivawealth.com/firms/lincoln-financial-investments-108881","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108881","regulatoryAum":102101593397,"crd":"108881","secFileNumber":"801-23411","legalName":"Lincoln Financial Investments Corporation","displayName":"Lincoln Financial Investments","website":"https://www.lincolnfinancial.com/public/professionals/partnerwithus/lincolnfinancialinvestments","founded":null,"organization":"Tennessee corporation","fiscalYearEnd":"December","headquarters":{"street":"150 N. Radnor - Chester RD","city":"Radnor","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19087"},"tradeNames":[],"registration":{"secApproved":"1 February 1985","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":86,"advisory":18,"brokerDealerReps":14,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":102101593397,"discretionaryAccounts":129,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":114,"regulatoryAum":101470259625},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":301196222},{"label":"Insurance companies","clients":12,"regulatoryAum":330137550}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":330137550}],"custodyNote":"Lincoln Financial Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Chryssikos","title":"Senior Vice President & Chief Legal Officer","crd":"7263748"},{"name":"James Hoffmayer","title":"Vice President, Chief Accounting Officer and Treasurer","crd":"2704653"},{"name":"Gordon Huellmantel","title":"Director, Senior Vice President","crd":"3246654"},{"name":"John Morriss","title":"Director, Chairman & President","crd":"3010512"},{"name":"John Weston","title":"Chief Compliance Officer & Vice President","crd":"1244146"},{"name":"Adam Cohen","title":"Director","crd":"7842285"},{"name":"Matthew Condos","title":"Director","crd":"4776322"},{"name":"Daniel Herr","title":"Director","crd":"2254960"},{"name":"John Kennedy","title":"Director","crd":"2213083"},{"name":"Laura Muse","title":"Director","crd":"8338217"}],"ownership":[{"label":"The Lincoln National Life Insurance Company","detail":"Parent in the 75% or more ownership band and a control person, since December 2011."},{"label":"Lincoln National Corporation","detail":"Indirect owner: a parent of The Lincoln National Life Insurance Company in the 75% or more band and a control person, since December 2011.","parent":"The Lincoln National Life Insurance Company"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Indiana","offices":1,"addresses":[{"street":"1301 S. Harrison Street","city":"Fort Wayne"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"150 N. Radnor - Chester RD","city":"Radnor","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"484-583-1404","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":3},"sources":{"adv1FilingDate":"11 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108881/PDF/108881.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lincoln Financial Investments have?","answer":"Lincoln Financial Investments has 129 clients and manages $102.1 billion for them, as of September 2026. They include 114 investment companies, 12 insurance companies and 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lincoln Financial Investments offer?","answer":"Lincoln Financial Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lincoln Financial Investments use?","answer":"Lincoln Financial Investments’ separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $330,137,550. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lincoln Financial Investments have?","answer":"Lincoln Financial Investments has 0 investment adviser representatives registered with state securities authorities, out of 86 employees, and 18 perform investment advisory functions. 14 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lincoln Financial Investments invest in?","answer":"At the end of its last fiscal year, Lincoln Financial Investments’ separately managed accounts held 100% exchange-traded equities. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lincoln Financial Investments?","answer":"Lincoln Financial Investments is owned through a holding company by Lincoln National Corporation. Its direct owner is the Lincoln National Life Insurance Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lincoln Financial Investments get paid?","answer":"Lincoln Financial Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}