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John Weston

Chief Compliance Officer & Vice President at Lincoln Financial Investments

Broker registration; no current adviser registration

John Weston is Chief Compliance Officer & Vice President of Lincoln Financial Investments Corporation, a Radnor investment adviser managing $102B. John Weston has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24, Series 27 and Series 99TO.

4
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

John Weston has been Chief Compliance Officer & Vice President of Lincoln Financial Investments since May 1992. John Weston is a control person of the firm and directly owns under 5% of it.

Lincoln Financial Investments Corporation is a Radnor, PA firm with $102B under management, 129 clients and 18 advisers across 2 offices, as of its September 2026 filing.

No adviser firm registrations are on John Weston’s record.

Credentials and registrations

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 273 May 1986
Name
Financial and Operations Principal Examination
Series 2426 March 1986
Name
General Securities Principal Examination
Series 719 May 1984
Name
General Securities Representative Examination

Individual record

Full name
John Arthur Weston
CRD
1244146

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does John Weston work?

John Weston has been Chief Compliance Officer & Vice President of Lincoln Financial Investments Corporation since May 1992, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 September 2026

Does John Weston have a current investment-adviser registration?

John Weston has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has John Weston passed?

John Weston has passed 4 licensing exams: the Series 7, Series 24, Series 27 and Series 99TO. The earliest, the Series 7, was passed in May 1984. FINRA credited John Weston with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Lincoln Financial Investments

Sources

  1. IAPD individual record, CRD 1244146. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lincoln Financial Investments Corporation, filed 11 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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