Skip to content

John Kennedy

Director at Lincoln Financial Investments

Broker registration; no current adviser registration

John Kennedy is Director of Lincoln Financial Investments Corporation, a Radnor investment adviser managing $102B. John Kennedy has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 63, Series 7 and Series 26.

4
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

John Kennedy has been Director of Lincoln Financial Investments since May 2021. John Kennedy is a control person of the firm and directly owns under 5% of it.

Lincoln Financial Investments Corporation is a Radnor, PA firm with $102B under management, 129 clients and 18 advisers across 2 offices, as of its September 2026 filing.

No adviser firm registrations are on John Kennedy’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2611 March 2005
Name
Investment Company Products/Variable Contracts Principal Examination
Series 726 February 1999
Name
General Securities Representative Examination
Series 6311 May 1992
Name
Uniform Securities Agent State Law Examination
Series 616 April 1992
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
John Christopher Kennedy
CRD
2213083

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does John Kennedy work?

John Kennedy has been Director of Lincoln Financial Investments Corporation since May 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 September 2026

Does John Kennedy have a current investment-adviser registration?

John Kennedy has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has John Kennedy passed?

John Kennedy has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 26. The earliest, the Series 6, was passed in April 1992. FINRA credited John Kennedy with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Lincoln Financial Investments

Sources

  1. IAPD individual record, CRD 2213083. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lincoln Financial Investments Corporation, filed 11 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction