Clients
Hartford Funds Management serves 75 clients, 73 of them investment companies. The average client has about $2.03 billion with the firm.
- Investment companies73 clients99%
- OtherPooled investment vehicles, State or municipal government entities, Other1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 73 | $150,179,022,608 | 98.8% | $2.06B |
| Pooled investment vehicles | 2 | $21,269,682 | 0.0% | $10.6M |
| State or municipal government entities | 0 | $1,868,427,344 | 1.2% | — |
| Other | Not reported | $603,176 | 0.0% | — |
| Total | 75 | $152,069,322,810 | 100% | $2.03B |
- Clients
- 73
- Regulatory AUM
- $150,179,022,608
- Share
- 98.8%
- Avg. per client
- $2.06B
- Clients
- 2
- Regulatory AUM
- $21,269,682
- Share
- 0.0%
- Avg. per client
- $10.6M
- Clients
- 0
- Regulatory AUM
- $1,868,427,344
- Share
- 1.2%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $603,176
- Share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 75
- Regulatory AUM
- $152,069,322,810
- Share
- 100%
- Avg. per client
- $2.03B
What it does
Hartford Funds Management provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities. It is paid through a percentage of assets and other arrangements.
Hartford Funds Management advises 2 private funds.
98.8% of assets ($150.20B across 88 accounts) are managed with discretion; $1.87B across 3 accounts are not. 0% of clients are outside the U.S., and 4 clients received advice without assets under management last fiscal year.
What the accounts hold
- Funds100%
- Registered funds96%
- Pooled vehicles4%
Custodians
Hartford Funds Management does not have custody of client assets.
- All other custodians$152.07B100%
Ownership and leadership
Hartford Funds Management Group, Inc. owns 75% or more of Hartford Funds Management.
- Owns 75% or more of Hartford Funds Management Company, LLC
Hartford Funds Management Group, Inc.
Control person · since November 2012
- Owns 75% or more of Hartford Funds Management Group, Inc.
Hartford Holdings, Inc.
Control person · since May 2018
- Owns 75% or more of Hartford Holdings, Inc.
The Hartford Insurance Group, Inc.
Control person · since August 2002
Leadership
- Gregory FrostSenior Managing Director, President and Chairman of the Board
- Joseph MelcherExecutive Vice President and Chief Compliance Officer
- Ernie OverholtVice President and Chief Operations Officer
- Amy FurlongManaging Director and Chief Financial Officer
- Walter GargerManaging Director and General Counsel
- Vernon MeyerManaging Director, Chief Investment Officer
Staff
- 368 employees
- 34 in advisory functions
- 58 state-registered reps
- 239 broker-dealer reps
Reported holdings
Hartford Funds Management’s reported 13F holdings total $1.25B across 98 positions, and the ten largest make up 87.2% of it.
- $1.25B
- Reported 13F value
- 98
- Positions
- 87.2%
- In the 10 largest
- +8.6%
- Value vs. prior quarter
- Hartford Fds Exchange Traded · Total Rtrn ETF37.0%
- Hartford Fds Exchange Traded · Core BD ETF16.1%
- Lattice Strategies TR · Hartford Mlt ETF8.3%
- Hartford Fds Exchange Traded · Large Cap Grwt7.9%
- Hartford Fds Exchange Traded · Strat Incom ETF4.4%
- Lattice Strategies TR · Hartford US Eqty4.3%
- Lattice Strategies TR · Hart US Valu ETF3.7%
- Lattice Strategies TR · Hart US Grow ETF3.6%
- Alphabet Inc. · Cap Stk CL A1.0%
- Apple Inc.0.9%
Together, the ten largest are 87.2% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.25B is not its $152.07B in regulatory assets and does not represent any individual client's portfolio.
Fees
Hartford Funds Management is paid through a percentage of assets under management and other.
Hartford Funds Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Hartford Funds Management has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 690 Lee Road, WayneHQ
Registration details
- Legal name
- Hartford Funds Management Company, LLC
- Headquarters
- 690 Lee Road, Wayne, PA 19087
- Phone
- 610-386-1801
- Website
- hartfordfunds.com
- SEC file
- 801-77209
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Hartford Funds Management have?
Hartford Funds Management has 75 clients and manages $152.1 billion for them, as of June 2026. They include 73 investment companies and 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 June 2026
What services does Hartford Funds Management offer?
Hartford Funds Management provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Hartford Funds Management have?
Hartford Funds Management has 58 investment adviser representatives registered with state securities authorities, out of 368 employees, and 34 perform investment advisory functions. 239 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hartford Funds Management invest in?
At the end of its last fiscal year, Hartford Funds Management’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs) and 4% pooled vehicles (private funds and similar). It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hartford Funds Management?
Hartford Funds Management is owned through a chain of holding companies by the Hartford Insurance Group, Inc. Its direct owner is Hartford Funds Management Group, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 June 2026
How does Hartford Funds Management get paid?
Hartford Funds Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file