Career
Ernie Overholt has been Vice President and Chief Operations Officer of Hartford Funds Management since January 2025. Ernie Overholt is a control person of the firm and directly owns under 5% of it.
Hartford Funds Management Company, LLC is a Wayne, PA firm with $152B under management, 75 clients and 34 advisers in one office, as of its June 2026 filing.
Hartford Funds identifies Ernie Overholt as chief operating officer.
No adviser firm registrations are on Ernie Overholt’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 17 June 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 April 2001 |
| Series 7 | General Securities Representative Examination | 13 March 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 July 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Ernie Clark Overholt
- CRD
- 2335499
- Firm bio
- hartfordfunds.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Ernie Overholt work?
Ernie Overholt has been Vice President and Chief Operations Officer of Hartford Funds Management Company, LLC since January 2025, and is a control person of the firm.
Does Ernie Overholt have a current investment-adviser registration?
Ernie Overholt has a current broker registration and no current investment-adviser registration.
What exams has Ernie Overholt passed?
Ernie Overholt has passed 4 licensing exams: the Series 6, Series 7, Series 24 and Series 99TO. The earliest, the Series 6, was passed in July 1993. FINRA credited Ernie Overholt with the SIE, which began in October 2018.
Leadership at Hartford Funds Management
- Gregory FrostSenior Managing Director, President and Chairman of the Board
- Joseph MelcherExecutive Vice President and Chief Compliance Officer
- Amy FurlongManaging Director and Chief Financial Officer
- Walter GargerManaging Director and General Counsel
- Vernon MeyerManaging Director, Chief Investment Officer