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Gregory Frost

Senior Managing Director, President and Chairman of the Board at Hartford Funds Management

Broker registration; no current adviser registration

Gregory Frost is Senior Managing Director, President and Chairman of the Board of Hartford Funds Management Company, LLC, a Wayne investment adviser managing $152B. Gregory Frost has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

3
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Gregory Frost has been Senior Managing Director, President and Chairman of the Board of Hartford Funds Management since January 2025. Gregory Frost is a control person of the firm and directly owns under 5% of it. Gregory Frost holds a Bachelor’s degree with an emphasis in accounting from the University of Colorado at Boulder.

Hartford Funds Management Company, LLC is a Wayne, PA firm with $152B under management, 75 clients and 34 advisers in one office, as of its June 2026 filing.

Hartford Funds identifies Greg Frost as president and describes his operational and finance responsibilities.

No adviser firm registrations are on Gregory Frost’s record.

Credentials and registrations

Examinations

SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 2721 November 2005
Name
Financial and Operations Principal Examination

Individual record

Full name
Gregory A. Frost
CRD
2864924

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Gregory Frost work?

Gregory Frost has been Senior Managing Director, President and Chairman of the Board of Hartford Funds Management Company, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 June 2026

Does Gregory Frost have a current investment-adviser registration?

Gregory Frost has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Gregory Frost passed?

Gregory Frost has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in November 2005.

Source: IAPD individual record, checked 17 October 2026

Leadership at Hartford Funds Management

Sources

  1. IAPD individual record, CRD 2864924. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hartford Funds Management Company, LLC, filed 10 June 2026. Title, control and ownership bands.
  3. Hartford Funds Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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