Kinetic Investment Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Kinetic Investment Management reports 1,460 clients. They include 1,381 individual clients, 72 high-net-worth individuals, and 4 pension and profit-sharing plans. Of its assets, 93.0% ($419M across 3,062 accounts) are managed with discretion; $31.6M across 264 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 66% |
| High-net-worth individuals | 5% | 33% |
| Pension and profit-sharing plans | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,381 | $298M | 66.0% | $216K |
| High-net-worth individuals | 72 | $148M | 32.8% | $2.06M |
| Pension and profit-sharing plans | Fewer than 5 | $4.28M | 0.9% | $1.07M |
| Corporations and other businesses | Fewer than 5 | $790K | 0.2% | $263K |
| Total | 1,460 | $451M | 100% | — |
- Clients
- 1,381
- Regulatory AUM
- $298M
- AUM share
- 66.0%
- Avg. per client
- $216K
- Clients
- 72
- Regulatory AUM
- $148M
- AUM share
- 32.8%
- Avg. per client
- $2.06M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.28M
- AUM share
- 0.9%
- Avg. per client
- $1.07M
- Clients
- Fewer than 5
- Regulatory AUM
- $790K
- AUM share
- 0.2%
- Avg. per client
- $263K
Total
- Clients
- 1,460
- Regulatory AUM
- $451M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Kinetic Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a negotiated fixed fee of $1,000 to $10,000, or an hourly fee of $100 to $500.
Ali Hashemian owns 75% or more of Kinetic Investment Management. The leadership team of Kinetic Investment Management includes President Ali Hashemian and Chief Compliance Officer Dawn Rybak. It has 41 employees, 31 of them in advisory roles.
Staff
- 41 employees
- 31 in advisory functions
- 31 state-registered reps
- 29 insurance agents
- Owns 75% or more of Kinetic Investment Management, Inc.
Ali Hashemian
Control person · since January 2016
Kinetic Investment Management’s regulatory assets grew 3.3× from $137M (July 2021) to $451M (September 2026); clients rose from 304 to 1,460 and employees from 12 to 41.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $451M | 1,460 | 41 | 20 |
| Jul 2025July 2025 | $348M | 1,252 | 30 | 17 |
| Jul 2024July 2024 | $344M | 1,267 | 25 | 13 |
| Jul 2023July 2023 | $249M | 993 | 26 | 17 |
| Jun 2022June 2022 | $261M | 731 | 19 | 12 |
| Jul 2021July 2021 | $137M | 304 | 12 | 6 |
Besides its headquarters, Kinetic Investment Management has 19 offices, with 20 listed addresses across 9 states.
California · 8 listed addresses
- 633 W 5th Street, Suite 1050, Los AngelesHQ
- 701 North Brand Boulevard, Glendale
- 1425 West Foothill BLVD, Upland
- 400 Corporate Point, Culver City
- 9340 Baseline Road, Rancho Cucamonga
- 5273 Beverly BLVD., Los Angeles
- 299 N. Euclid Ave, Pasadena
- 16440 Bake Parkway, Irvine
New Hampshire · 3 listed addresses
- 764 Chestnut Street, Manchester
- 314 Lafayette RD, Hampton
- 831 Union Ave, Laconia
Texas · 3 listed addresses
- 1601 W. 38th Street, Austin
- 8708 Technology Forest Place, The Woodlands
- 21 Waterway Ave, The Woodlands
Florida · 1 listed address
- 22119 Elmira BLVD Port, Charlotte
Illinois · 1 listed address
- 1301 West 22nd Street, Oak Brook
Kentucky · 1 listed address
- 843 Fairview Ave, Bowling Green
New Jersey · 1 listed address
- 212 Carnegie Center Drive, Princeton
Oklahoma · 1 listed address
- 5540 S. 79th E. Place, Tulsa
Utah · 1 listed address
- 3051 W. Maple Loop Drive, Lehi
Other business names
Kinetic Investment Management has reported 20 other business names to the SEC.
- 300 Financial Group
- Amt Wealth Group
- Biggs Financial Services
- FS2 Financial Services
- Kanani Advisory Group Inc.
- Kanani Financial & Insurance Services, Inc.
- Kinetic Agency
- Kinetic Financial
- Lucas Wealth and Retirement
- Maxguard Wealth
- Ozment Agency
- Precise Financial Solutions
Show all 20 names
- Provost Financial Services
- Retirement Transitions LLC
- Ridgemont Capital
- Rta & Associates
- Steven Michael Financial Group
- Terra Firma Financial Advisory
- Thriveright Financial Group, LLC
- Toolson Capital Management
Contact and registration details
- Legal name
- Kinetic Investment Management, Inc.
- Headquarters
- 633 W 5th Street, Suite 1050, Los Angeles, CA 90071
- Website
- kineticfinancial.com
- Phone
- 800-711-4818
- @kinetic-financial
- SEC file
- 801-118383
- Structure
- California corporation
- Fiscal year end
- December
Kinetic Investment Management’s named custodian for separately managed accounts is Fidelity ($427M). Kinetic Investment Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $427M100%
At year end, Kinetic Investment Management’s separately managed accounts were largely in stocks (45%) and funds (43%).
What the accounts hold
- Stocks45%
- Funds43%
- Bonds4%
- U.S. government and agency bonds2%
- State and local bonds2%
- Cash8%
How many clients does Kinetic Investment Management have?
Kinetic Investment Management has 1,460 clients and manages $451 million for them, as of September 2026. They include 1,381 individual clients, 72 high-net-worth individuals, and 4 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does Kinetic Investment Management offer?
Kinetic Investment Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Kinetic Investment Management use?
Kinetic Investment Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $427M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does Kinetic Investment Management have?
Kinetic Investment Management has 31 investment adviser representatives registered with state securities authorities, out of 41 employees, and 31 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 29 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kinetic Investment Management invest in?
At the end of its last fiscal year, Kinetic Investment Management’s separately managed accounts held 45% exchange-traded equities, 43% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 2% U.S. government and agency bonds and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kinetic Investment Management?
Kinetic Investment Management’s direct owner is Ali Hashemian (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does Kinetic Investment Management get paid?
Kinetic Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kinetic Investment Management?
Kinetic Investment Management’s main office is at 633 W 5th Street, Suite 1050, Los Angeles, CA 90071. Its phone number is 800-711-4818. Its website is kineticfinancial.com.