{"url":"https://nivawealth.com/firms/kinetic-investment-management-283034","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/283034","regulatoryAum":450922928,"crd":"283034","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6057464","suffix":null,"lastName":"ADAMS","firstName":"SAMUEL","middleName":null},{"crd":"7395138","suffix":null,"lastName":"Berkman","firstName":"Jacob","middleName":"Paul"},{"crd":"7397527","suffix":null,"lastName":"Biggs","firstName":"Mark","middleName":null},{"crd":"8210009","suffix":null,"lastName":"Brown","firstName":"Luke","middleName":null},{"crd":"7649288","suffix":null,"lastName":"Carothers","firstName":"Jamale","middleName":"Trevon"},{"crd":"7223387","suffix":null,"lastName":"DiGerolamo","firstName":"Jonathan","middleName":"Paul"},{"crd":"2376024","suffix":null,"lastName":"DIGEROLAMO","firstName":"PAUL","middleName":"LUIS"},{"crd":"7321552","suffix":null,"lastName":"DiGerolamo","firstName":"Samuel","middleName":"Jonathan"},{"crd":"8235097","suffix":null,"lastName":"Dudley","firstName":"Mitchell","middleName":null},{"crd":"2706932","suffix":null,"lastName":"FOLEY","firstName":"JAMES","middleName":"MATTHEW"},{"crd":"5800048","suffix":null,"lastName":"HASHEMIAN","firstName":"ALI","middleName":"ARASH"},{"crd":"5312482","suffix":null,"lastName":"JACKSON","firstName":"DEANA","middleName":"MARIE"},{"crd":"1421227","suffix":null,"lastName":"Kanani","firstName":"David","middleName":null},{"crd":"6923837","suffix":null,"lastName":"Kanani","firstName":"Neda","middleName":null},{"crd":"8268221","suffix":null,"lastName":"Kelley","firstName":"Cody","middleName":"Rose"},{"crd":"6587158","suffix":null,"lastName":"Kelley","firstName":"Thomas","middleName":"Henry"},{"crd":"6068563","suffix":null,"lastName":"KORNAGA","firstName":"JOHN","middleName":"STANLEY"},{"crd":"6956791","suffix":null,"lastName":"Lepley","firstName":"Max","middleName":"Alan"},{"crd":"7309764","suffix":null,"lastName":"Lucas","firstName":"Jessie-Jo","middleName":null},{"crd":"5687442","suffix":null,"lastName":"MARTINEZ","firstName":"STEVEN","middleName":"MICHAEL"},{"crd":"4577147","suffix":null,"lastName":"MURRAY","firstName":"MICHAEL","middleName":"ERIC"},{"crd":"8268207","suffix":null,"lastName":"Nunn","firstName":"Tanner","middleName":"Austin"},{"crd":"8052085","suffix":null,"lastName":"Ockenden","firstName":"Nicole","middleName":"L."},{"crd":"7478045","suffix":null,"lastName":"OZMENT","firstName":"JAYNIE","middleName":"RENEE"},{"crd":"7154419","suffix":null,"lastName":"Parvaneh","firstName":"Leila","middleName":null},{"crd":"5066128","suffix":"jr","lastName":"PITTS","firstName":"THOMAS","middleName":"RALPH"},{"crd":"4556982","suffix":null,"lastName":"PROVOST","firstName":"JASON","middleName":"D"},{"crd":"8182161","suffix":null,"lastName":"Rosas","firstName":"Sarah","middleName":"Marie"},{"crd":"7149269","suffix":null,"lastName":"Silloway","firstName":"Joel","middleName":null},{"crd":"7695074","suffix":null,"lastName":"Sowell","firstName":"Jackson","middleName":null},{"crd":"2242018","suffix":null,"lastName":"TOOLSON","firstName":"ANDREW","middleName":"KENT"},{"crd":"4628247","suffix":null,"lastName":"ZEPKOWSKI","firstName":"ALEX","middleName":null}],"total":32,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-30","regulatoryAum":136819333,"clients":304,"employees":12,"offices":6},{"filedOn":"2022-06-28","regulatoryAum":260558272,"clients":731,"employees":19,"offices":12},{"filedOn":"2023-07-31","regulatoryAum":249308919,"clients":993,"employees":26,"offices":17},{"filedOn":"2024-07-11","regulatoryAum":343579081,"clients":1267,"employees":25,"offices":13},{"filedOn":"2025-07-25","regulatoryAum":348218341,"clients":1252,"employees":30,"offices":17},{"filedOn":"2026-09-28","regulatoryAum":450922928,"clients":1460,"employees":41,"offices":20}],"secFileNumber":"801-118383","legalName":"Kinetic Investment Management, Inc.","displayName":"Kinetic Investment Management","slug":"kinetic-investment-management-283034","website":"https://kineticfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/kinetic-financial/","xUrl":"https://twitter.com/kineticagency","founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"633 W 5th Street, Suite 1050","city":"Los Angeles","state":"CA","stateName":"California","country":"United States","postalCode":"90071"},"tradeNames":["300 Financial Group","Amt Wealth Group","Biggs Financial Services","FS2 Financial Services","Kanani Advisory Group Inc.","Kanani Financial & Insurance Services, Inc.","Kinetic Agency","Kinetic Financial","Lucas Wealth and Retirement","Maxguard Wealth","Ozment Agency","Precise Financial Solutions","Provost Financial Services","Retirement Transitions LLC","Ridgemont Capital","Rta & Associates","Steven Michael Financial Group","Terra Firma Financial Advisory","Thriveright Financial Group, LLC","Toolson Capital Management"],"registration":{"secApproved":"8 April 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":306851.8313833448,"staff":{"employees":41,"advisory":31,"brokerDealerReps":0,"insuranceAgents":29,"promoters":0},"aum":{"regulatory":450922928,"discretionary":419277695,"discretionaryAccounts":3062,"nonDiscretionary":31645233,"nonDiscretionaryAccounts":264,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1381,"regulatoryAum":297779612},{"label":"High-net-worth individuals","clients":72,"regulatoryAum":148076099},{"label":"Pension and profit-sharing plans","clients":4,"fewerThan5":true,"regulatoryAum":4277312},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":789905}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Financial planning is a negotiated fixed fee of $1,000 to $10,000, or an hourly fee of $100 to $500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040895","versionId":1040895,"submittedOn":"2026-04-09","documentName":"ADV PART 2A-KINETIC INVESTMENT MANAGEMENT, INC."}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:11:53.011283+00:00","documents":[{"name":"ADV PART 2A-KINETIC INVESTMENT MANAGEMENT, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040895","versionId":1040895,"submittedOn":"2026-04-09"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":426874241}],"custodyNote":"Kinetic Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ali Hashemian","title":"President","crd":"5800048"},{"name":"Dawn Rybak","title":"Chief Compliance Officer","crd":"2410371"}],"ownership":[{"label":"Ali Hashemian","detail":"President in the 75% or more ownership band and a control person, since January 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":19,"privateResidences":0},"listedOfficeAddresses":20,"foreignOffices":[],"officesByState":[{"state":"California","offices":8,"addresses":[{"street":"633 W 5th Street, Suite 1050","city":"Los Angeles","headquarters":true},{"street":"701 North Brand Boulevard","city":"Glendale"},{"street":"1425 West Foothill BLVD","city":"Upland"},{"street":"400 Corporate Point","city":"Culver City"},{"street":"9340 Baseline Road","city":"Rancho Cucamonga"},{"street":"5273 Beverly BLVD.","city":"Los Angeles"},{"street":"299 N. Euclid Ave","city":"Pasadena"},{"street":"16440 Bake Parkway","city":"Irvine"}]},{"state":"Florida","offices":1,"addresses":[{"street":"22119 Elmira BLVD Port","city":"Charlotte"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"1301 West 22nd Street","city":"Oak Brook"}]},{"state":"Kentucky","offices":1,"addresses":[{"street":"843 Fairview Ave","city":"Bowling Green"}]},{"state":"New Hampshire","offices":3,"addresses":[{"street":"764 Chestnut Street","city":"Manchester"},{"street":"314 Lafayette RD","city":"Hampton"},{"street":"831 Union Ave","city":"Laconia"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"212 Carnegie Center Drive","city":"Princeton"}]},{"state":"Oklahoma","offices":1,"addresses":[{"street":"5540 S. 79th E. Place","city":"Tulsa"}]},{"state":"Texas","offices":3,"addresses":[{"street":"1601 W. 38th Street","city":"Austin"},{"street":"8708 Technology Forest Place","city":"The Woodlands"},{"street":"21 Waterway Ave","city":"The Woodlands"}]},{"state":"Utah","offices":1,"addresses":[{"street":"3051 W. Maple Loop Drive","city":"Lehi"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-711-4818","stateRegisteredReps":31,"otherAdviserReps":4,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":43},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/283034/PDF/283034.pdf","brochureDate":"9 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040895","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kinetic Investment Management have?","answer":"Kinetic Investment Management has 1,460 clients and manages $451 million for them, as of September 2026. They include 1,381 individual clients, 72 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kinetic Investment Management offer?","answer":"Kinetic Investment Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Kinetic Investment Management use?","answer":"Kinetic Investment Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $427M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kinetic Investment Management have?","answer":"Kinetic Investment Management has 31 investment adviser representatives registered with state securities authorities, out of 41 employees, and 31 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 29 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kinetic Investment Management invest in?","answer":"At the end of its last fiscal year, Kinetic Investment Management’s separately managed accounts held 45% exchange-traded equities, 43% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 2% U.S. government and agency bonds and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kinetic Investment Management?","answer":"Kinetic Investment Management’s direct owner is Ali Hashemian (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kinetic Investment Management get paid?","answer":"Kinetic Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kinetic Investment Management?","answer":"Kinetic Investment Management’s main office is at 633 W 5th Street, Suite 1050, Los Angeles, CA 90071. Its phone number is 800-711-4818. Its website is kineticfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}