Dawn Rybak has been Chief Compliance Officer of Kinetic Investment Management since March 2023, is a control person of the firm and directly owns under 5% of it.
Kinetic Investment Management, Inc. is a Los Angeles, CA firm with $451M under management, 1,460 clients and 31 advisers across 20 offices, as of its September 2026 filing.
Dawn Rybak’s longest registration was 5 years at Wamu Investments, Inc. (2004–2009).
- Chase Investment Services Corp.– · under a yearIrvine, CA · Adviser representative · Firm CRD 25574
- Wamu Investments, Inc.– · 5 yearsIrvine, CA · Adviser representative · Firm CRD 599
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 16 March 2004 |
| Series 53 | Municipal Securities Principal Examination | 20 October 2003 |
| Series 24 | General Securities Principal Examination | 5 March 2001 |
| Series 7 | General Securities Representative Examination | 3 January 2001 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 4 March 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 1993 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Dawn Elizabeth Rybak
- CRD
- 2410371
- Firm
- Kinetic Investment Management · CRD 283034
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Dawn Rybak work?
Dawn Rybak has been Chief Compliance Officer of Kinetic Investment Management, Inc. since March 2023, and is a control person of the firm.
Does Dawn Rybak have a current investment-adviser registration?
Dawn Rybak has no current investment-adviser or broker registration.
What exams has Dawn Rybak passed?
Dawn Rybak has passed 8 licensing exams: the Series 63, Series 6, Series 26, Series 7, Series 24, Series 53, Series 65 and Series 52TO. The earliest, the Series 63, was passed in October 1993. FINRA credited Dawn Rybak with the SIE, which began in October 2018.
Where was Dawn Rybak previously registered as an investment adviser?
Dawn Rybak has past investment-adviser registrations through Chase Investment Services Corp., May 2009 to July 2009; Wamu Investments, Inc., March 2004 to May 2009, across 2 firms.
Is Dawn Rybak registered with FINRA?
No. Dawn Rybak has no current broker registration.
How can I verify Dawn Rybak’s record?
Search CRD 2410371 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dawn Rybak’s full registration record.