Nicole Ockenden has been an investment adviser representative at Kinetic Investment Management since March 2025, and is not listed among the firm’s executive officers or direct owners.
Kinetic Investment Management, Inc. is a Los Angeles, CA firm with $451M under management, 1,460 clients and 31 advisers across 20 offices, as of its September 2026 filing.
- – present · 1 yearThe Woodlands, TX · Adviser representative · Firm CRD 283034
Investment adviser representative registrations
Nicole Ockenden is registered as an investment adviser representative in 2 states. The first approvals date from March 2025; the most recent is Texas, in July 2025.
- FloridaSince 27 March 2025
- TexasSince 9 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicole L. Ockenden
- CRD
- 8052085
- Firm
- Kinetic Investment Management · CRD 283034
- Office
- 8708 Technology Forest Place, Suite 175, The Woodlands, TX 77381
- Registration
- Investment adviser registration
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Ockenden work?
Nicole Ockenden is an investment adviser representative registered through Kinetic Investment Management, Inc. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Ockenden a financial advisor?
Yes. Nicole Ockenden has a current investment-adviser registration in Florida and Texas, through Kinetic Investment Management since March 2025.
How many years of experience does Nicole Ockenden have?
Nicole Ockenden has 1 year in the financial industry, since March 2025, across 1 adviser firm.
What exams has Nicole Ockenden passed?
Nicole Ockenden passed the Series 65 in February 2025.
Where is Nicole Ockenden based?
Nicole Ockenden’s registered office is in The Woodlands, TX.
Is Nicole Ockenden registered with FINRA?
No. Nicole Ockenden has no current broker registration.
How can I verify Nicole Ockenden’s record?
Search CRD 8052085 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Ockenden’s full registration record.