Max Lepley has been an investment adviser representative at Kinetic Investment Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Kinetic Investment Management, Inc. is a Los Angeles, CA firm with $451M under management, 1,460 clients and 31 advisers across 20 offices, as of its September 2026 filing.
Max Lepley’s longest registration is the current one, 2 years at Kanani Advisory Group Inc. since 2024. Before joining Kinetic Investment Management in 2026, Max Lepley was registered through MFS Institutional Advisors Inc.
- – present · under a yearIrvine, CA · Adviser representative · Firm CRD 283034
- Kanani Advisory Group Inc.Also current– present · 2 yearsIrvine, CA · Adviser representative · Firm CRD 288314
- MFS Institutional Advisors Inc.– · 1 yearBoston, MA · Adviser representative · Firm CRD 107144
Investment adviser representative registrations
Max Lepley is registered as an investment adviser representative in California, since October 2024.
- CaliforniaSince 17 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 November 2022 |
| Series 7TO | General Securities Representative Examination | 31 August 2021 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 12 November 2019 |
| SIE | Securities Industry Essentials Examination | 10 October 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Max Alan Lepley
- CRD
- 6956791
- Firm
- Kinetic Investment Management · CRD 283034
- Office
- 16440 Bake Parkway, Suite 150, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Max Lepley work?
Max Lepley is an investment adviser representative registered through Kinetic Investment Management, Inc. since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Max Lepley a financial advisor?
Yes. Max Lepley has a current investment-adviser registration in California, through Kinetic Investment Management since April 2026.
How many years of experience does Max Lepley have?
Max Lepley has 6 years in the financial industry, since March 2020, across 3 adviser firms.
What exams has Max Lepley passed?
Max Lepley has passed 5 licensing exams: the Series 63, SIE, Series 6TO, Series 7TO and Series 66. The earliest, the Series 63, was passed in July 2019.
Where did Max Lepley work before Kinetic Investment Management?
Before Kinetic Investment Management, Max Lepley was registered through MFS Institutional Advisors Inc., December 2022 to May 2024.
Where is Max Lepley based?
Max Lepley’s registered office is in Irvine, CA.
Is Max Lepley registered with FINRA?
No. Max Lepley has no current broker registration.
How can I verify Max Lepley’s record?
Search CRD 6956791 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Max Lepley’s full registration record.