Thomas Pitts has been an investment adviser representative at Kinetic Investment Management since October 2026, and is not listed among the firm’s executive officers or direct owners.
Kinetic Investment Management, Inc. is a Los Angeles, CA firm with $451M under management, 1,460 clients and 31 advisers across 20 offices, as of its September 2026 filing.
Thomas Pitts’ longest registration was 5 years at Bankers Life Advisory Services, Inc. (2020–2026). Before joining Kinetic Investment Management in 2026, Thomas Pitts was registered through Simplicity Wealth and Bankers Life Advisory Services, Inc.
- – present · under a yearGreenville, SC · Adviser representative · Firm CRD 283034
- Simplicity Wealth– · under a yearSpartanburg, SC · Adviser representative · Firm CRD 300572
- Bankers Life Advisory Services, Inc.– · 5 yearsGreenville, SC · Adviser representative · Firm CRD 281285
Investment adviser representative registrations
Thomas Pitts is registered as an investment adviser representative in South Carolina, since October 2026.
- South CarolinaSince 6 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 30 September 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 May 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 2015 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Ralph Pitts
- CRD
- 5066128
- Firm
- Kinetic Investment Management · CRD 283034
- Office
- 500 Congaree Rd, Greenville, SC 29607
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Pitts work?
Thomas Pitts is an investment adviser representative registered through Kinetic Investment Management, Inc. since October 2026, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Pitts a financial advisor?
Yes. Thomas Pitts has a current investment-adviser registration in South Carolina, through Kinetic Investment Management since October 2026.
How many years of experience does Thomas Pitts have?
Thomas Pitts has 10 years in the financial industry, since February 2016, across 3 adviser firms.
What exams has Thomas Pitts passed?
Thomas Pitts has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in October 2015. FINRA credited Thomas Pitts with the SIE, which began in October 2018.
Where did Thomas Pitts work before Kinetic Investment Management?
Before Kinetic Investment Management, Thomas Pitts was registered through Bankers Life Advisory Services, Inc., May 2020 to March 2026.
Where is Thomas Pitts based?
Thomas Pitts’ registered office is in Greenville, SC.
Is Thomas Pitts registered with FINRA?
No. Thomas Pitts has no current broker registration.
How can I verify Thomas Pitts’ record?
Search CRD 5066128 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Pitts’ full registration record.