James Foley has been an investment adviser representative at Kinetic Investment Management since January 2022, and is not listed among the firm’s executive officers or direct owners.
Kinetic Investment Management, Inc. is a Los Angeles, CA firm with $451M under management, 1,460 clients and 31 advisers across 20 offices, as of its September 2026 filing.
James Foley’s longest registration is the current one, 4 years at Kinetic Investment Management since 2022. Before joining Kinetic Investment Management in 2022, James Foley was registered through Ae Wealth Management, LLC and Elevated Capital Advisors, LLC.
- – present · 4 yearsPrinceton, NJ · Adviser representative · Firm CRD 283034
- Ae Wealth Management, LLC– · 1 yearPrinceton, NJ · Adviser representative · Firm CRD 282580
- Elevated Capital Advisors, LLC– · under a yearPrinceton, NJ · Adviser representative · Firm CRD 226721
- Ae Wealth Management, LLC– · under a yearPrinceton, NJ · Adviser representative · Firm CRD 282580
- Questar Asset Management, Inc.– · under a yearPrinceton, NJ · Adviser representative · Firm CRD 133358
- Change Path LLC– · under a yearAllentown, NJ · Adviser representative · Firm CRD 281213
Investment adviser representative registrations
James Foley is registered as an investment adviser representative in New Jersey, since January 2022.
- New JerseySince 3 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 October 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 February 2011 |
| Series 7 | General Securities Representative Examination | 2 August 2006 |
| Series 52 | Municipal Securities Representative Examination | 1 March 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Full name
- James Matthew Foley
- CRD
- 2706932
- Firm
- Kinetic Investment Management · CRD 283034
- Office
- 300 Carnegie Center Drive, Suite 150, Princeton, NJ 08540
- Registration
- Investment adviser registration
- In the industry since
- November 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does James Foley work?
James Foley is an investment adviser representative registered through Kinetic Investment Management, Inc. since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is James Foley a financial advisor?
Yes. James Foley has a current investment-adviser registration in New Jersey, through Kinetic Investment Management since January 2022.
How many years of experience does James Foley have?
James Foley has 20 years in the financial industry, since November 2005, across 5 adviser firms.
What exams has James Foley passed?
James Foley has passed 4 licensing exams: the Series 52, Series 7, Series 63 and Series 65. The earliest, the Series 52, was passed in March 1996. FINRA credited James Foley with the SIE, which began in October 2018.
Where did James Foley work before Kinetic Investment Management?
Before Kinetic Investment Management, James Foley was registered through Ae Wealth Management, LLC, August 2020 to December 2021; Elevated Capital Advisors, LLC, January 2020 to July 2020; Ae Wealth Management, LLC, September 2018 to October 2018; Questar Asset Management, Inc., April 2018 to July 2018; Change Path LLC, March 2017 to December 2017.
Where is James Foley based?
James Foley’s registered office is in Princeton, NJ.
Is James Foley registered with FINRA?
No. James Foley has no current broker registration.
How can I verify James Foley’s record?
Search CRD 2706932 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Foley’s full registration record.